Stocks screener for 3465 stocks in Financial Services,Asset Management sector of United States of America

SPDR S&P 500 ETF Trust

SPY

VanEck Vectors Gold Miners ETF

GDX

iShares MSCI Emerging Markets ETF

EEM

Financial Select Sector SPDR Fund

XLF

iShares MSCI EAFE ETF

EFA

Invesco QQQ Trust

QQQ

Vanguard FTSE Emerging Markets Index Fund ETF Shares

VWO

iShares China Large-Cap ETF

FXI

iShares Russell 2000 ETF

IWM

Alerian MLP ETF

AMLP

iPath Series B S&P 500 VIX Short-Term Futures ETN

VXX

Vanguard FTSE Developed Markets Index Fund ETF Shares

VEA

SPDR Gold Shares

GLD

United States Oil Fund, LP

USO

VanEck Vectors Oil Services ETF

OIH

iShares Core MSCI Emerging Markets ETF

IEMG

Technology Select Sector SPDR Fund

XLK

SPDR S&P Oil & Gas Exploration & Production ETF

XOP

iShares MSCI Japan ETF

EWJ

Utilities Select Sector SPDR Fund

XLU

iShares Core MSCI EAFE ETF

IEFA

Invesco Senior Loan ETF

BKLN

iShares MSCI Eurozone ETF

EZU

VanEck Vectors Junior Gold Miners ETF

GDXJ

Xtrackers MSCI EAFE Hedged Equity ETF

DBEF

The Bank of New York Mellon Corporation

BK

Energy Select Sector SPDR Fund

XLE

Consumer Staples Select Sector SPDR Fund

XLP

Blackstone Inc.

BX

iShares Gold Trust

IAU

Vanguard Total Stock Market Index Fund ETF Shares

VTI

iShares MSCI Germany ETF

EWG

SPDR S&P Regional Banking ETF

KRE

Industrial Select Sector SPDR Fund

XLI

iShares Silver Trust

SLV

iShares MSCI United Kingdom ETF

EWU

ProShares UltraPro Short QQQ

SQQQ

SPDR Bloomberg Barclays Convertible Securities ETF

CWB

Northern Trust Corporation

NTRS

Xtrackers MSCI Japan Hedged Equity ETF

DBJP

KKR & Co. Inc.

KKR

iShares Core MSCI Europe ETF

IEUR

SPDR S&P Biotech ETF

XBI

iShares MSCI Mexico ETF

EWW

iShares Core MSCI Total International Stock ETF

IXUS

iShares MSCI Taiwan ETF

EWT

SPDR S&P Bank ETF

KBE

Innovator Laddered Fund of S&P 500 Power Buffer ETFs

BUFF

Vanguard FTSE Europe Index Fund ETF Shares

VGK

iShares Core S&P Small-Cap ETF

IJR

iShares U.S. Real Estate ETF

IYR

SPDR EURO STOXX 50 ETF

FEZ

iShares MSCI South Korea ETF

EWY

iShares Currency Hedged MSCI EAFE ETF

HEFA

Invesco Ltd.

IVZ

iShares U.S. Home Construction ETF

ITB

iShares Russell 1000 Value ETF

IWD

iShares MSCI USA Min Vol Factor ETF

USMV

ProShares UltraShort 20+ Year Treasury

TBT

Vanguard Real Estate Index Fund ETF Shares

VNQ

SPDR S&P Metals and Mining ETF

XME

SPDR S&P Homebuilders ETF

XHB

Ares Capital Corporation

ARCC

Consumer Discretionary Select Sector SPDR Fund

XLY

Franklin Resources, Inc.

BEN

SPDR S&P Retail ETF

XRT

iShares MSCI Hong Kong ETF

EWH

ProShares Ultra S&P500

SSO

WisdomTree Europe Hedged Equity Fund

HEDJ

Materials Select Sector SPDR Fund

XLB

iShares MSCI Brazil ETF

EWZ

WisdomTree Japan Hedged Equity Fund

DXJ

The Gabelli Equity Trust Inc.

GAB

ProShares UltraPro S&P500

UPRO

iShares MSCI China ETF

MCHI

iShares MSCI India ETF

INDA

iShares MSCI Canada ETF

EWC

iShares J.P. Morgan USD Emerging Markets Bond ETF

EMB

VanEck Vectors Semiconductor ETF

SMH

Health Care Select Sector SPDR Fund

XLV

iShares MSCI Switzerland ETF

EWL

iShares Biotechnology ETF

IBB

The Real Estate Select Sector SPDR Fund

XLRE

T. Rowe Price Group, Inc.

TROW

iShares Russell 1000 Growth ETF

IWF

iShares Core U.S. Aggregate Bond ETF

AGG

Vanguard FTSE All-World ex-US Index Fund ETF Shares

VEU

iShares MSCI Australia ETF

EWA

iShares Core S&P 500 ETF

IVV

iShares MSCI Spain ETF

EWP

Xtrackers MSCI Europe Hedged Equity ETF

DBEU

Schwab U.S. Broad Market ETF

SCHB

iShares MSCI EAFE Small-Cap ETF

SCZ

State Street Corporation

STT

SPDR Dow Jones Industrial Average ETF Trust

DIA

Vanguard Value Index Fund ETF Shares

VTV

Liberty All-Star Equity Fund

USA

Vanguard Total World Stock Index Fund ETF Shares

VT

Direxion Daily Small Cap Bull 3X Shares

TNA

Schwab U.S. Large-Cap ETF

SCHX

Xtrackers Harvest CSI 300 China A-Shares ETF

ASHR

iShares Core S&P Mid-Cap ETF

IJH

iShares Core S&P Total U.S. Stock Market ETF

ITOT

Vanguard S&P 500 ETF

VOO

SEI Investments Company

SEIC

Vanguard Dividend Appreciation Index Fund ETF Shares

VIG

VanEck Vectors High Yield Muni ETF

HYD

JPMorgan Alerian MLP Index ETN

AMJ

New Mountain Finance Corporation

NMFC

WisdomTree India Earnings Fund

EPI

iShares MSCI ACWI ETF

ACWI

ProShares Ultra Bloomberg Crude Oil

UCO

iShares Currency Hedged MSCI Japan ETF

HEWJ

United States Natural Gas Fund, LP

UNG

ProShares UltraPro QQQ

TQQQ

Schwab International Equity ETF

SCHF

Schwab U.S. Dividend Equity ETF

SCHD

iShares MSCI Italy ETF

EWI

Invesco S&P 500 Equal Weight ETF

RSP

VanEck Vectors J.P. Morgan EM Local Currency Bond ETF

EMLC

Ares Management Corporation

ARES

VanEck Vectors Morningstar Wide Moat ETF

MOAT

Invesco DB Commodity Index Tracking Fund

DBC

Invesco Ultra Short Duration ETF

GSY

iShares Europe ETF

IEV

iShares MSCI Indonesia ETF

EIDO

Invesco DB Agriculture Fund

DBA

BlackRock, Inc.

BLK

SPDR Dow Jones International Real Estate ETF

RWX

iShares Core High Dividend ETF

HDV

Invesco Emerging Markets Sovereign Debt ETF

PCY

SPDR S&P Dividend ETF

SDY

iShares MSCI All Country Asia ex Japan ETF

AAXJ

iShares Russell 1000 ETF

IWB

Ameriprise Financial, Inc.

AMP

iShares Latin America 40 ETF

ILF

Prospect Capital Corporation

PSEC

WisdomTree Investments, Inc.

WETF

iShares MSCI USA Value Factor ETF

VLUE

Vanguard Growth Index Fund ETF Shares

VUG

Blucora, Inc.

BCOR

iShares TIPS Bond ETF

TIP

iShares MBS ETF

MBB

Direxion Daily FTSE China Bear 3X Shares

YANG

iShares S&P 500 Value ETF

IVE

Vanguard Total International Stock Index Fund ETF Shares

VXUS

Invesco DB Oil Fund

DBO

Vanguard High Dividend Yield Index Fund ETF Shares

VYM

iShares U.S. Treasury Bond ETF

GOVT

iShares Currency Hedged MSCI Germany ETF

HEWG

BlackRock Capital Investment Corporation

BKCC

Invesco Preferred ETF

PGX

Credit Suisse X-Links Silver Shares Covered Call ETN

SLVO

iShares National Muni Bond ETF

MUB

iShares S&P 100 ETF

OEF

Schwab Emerging Markets Equity ETF

SCHE

Artisan Partners Asset Management Inc.

APAM

iShares MSCI Sweden ETF

EWD

Schwab U.S. Large-Cap Value ETF

SCHV

ProShares UltraShort MSCI Emerging Markets

EEV

iShares MSCI EAFE Min Vol Factor ETF

EFAV

Invesco S&P 500 Low Volatility ETF

SPLV

iShares Select Dividend ETF

DVY

iShares MSCI Europe Financials ETF

EUFN

iShares Preferred and Income Securities ETF

PFF

iShares S&P GSCI Commodity-Indexed Trust

GSG

ProShares Ultra QQQ

QLD

iShares U.S. Energy ETF

IYE

iShares MSCI France ETF

EWQ

SPDR Portfolio S&P 500 Growth ETF

SPYG

iShares Currency Hedged MSCI Eurozone ETF

HEZU

iShares S&P 500 Growth ETF

IVW

Invesco Variable Rate Preferred ETF

VRP

Virtus Dividend, Interest & Premium Strategy Fund

NFJ

Cohen & Steers, Inc.

CNS

Eaton Vance Senior Floating-Rate Trust

EFR

SPDR Portfolio Developed World ex-US ETF

SPDW

Kayne Anderson Energy Infrastructure Fund, Inc.

KYN

iShares Semiconductor ETF

SOXX

Schwab U.S. Large-Cap Growth ETF

SCHG

iShares MSCI Poland ETF

EPOL

SPDR Portfolio S&P 500 Value ETF

SPYV

BlackRock Enhanced Equity Dividend Trust

BDJ

iShares Core Dividend Growth ETF

DGRO

Eaton Vance Tax-Managed Buy-Write Opportunities Fund

ETV

iShares Global Infrastructure ETF

IGF

WisdomTree U.S. Quality Dividend Growth Fund

DGRW

iShares MSCI Pacific ex Japan ETF

EPP

iShares MSCI Malaysia ETF

EWM

Adams Diversified Equity Fund, Inc.

ADX

Vanguard Index Funds - Vanguard Small-Cap ETF

VB

Cornerstone Strategic Value Fund, Inc.

CLM

iShares Exponential Technologies ETF

XT

iShares Core S&P U.S. Growth ETF

IUSG

Schwab U.S. Small-Cap ETF

SCHA

Nuveen Municipal Value Fund, Inc.

NUV

Invesco S&P 500 High Dividend Low Volatility ETF

SPHD

iShares Core S&P U.S. Value ETF

IUSV

InfraCap MLP ETF

AMZA

iShares International Select Dividend ETF

IDV

VanEck Vectors Vietnam ETF

VNM

BlackRock Corporate High Yield Fund, Inc.

HYT

ProShares UltraPro Dow30

UDOW

iShares MSCI USA Momentum Factor ETF

MTUM

Hercules Capital, Inc.

HTGC

Royce Value Trust Inc.

RVT

Apollo Investment Corporation

AINV

Western Asset Emerging Markets Debt Fund Inc.

EMD

Global X Lithium & Battery Tech ETF

LIT

SPDR Bloomberg Barclays Investment Grade Floating Rate ETF

FLRN

BlackRock Enhanced International Dividend Trust

BGY

AllianceBernstein Holding L.P.

AB

iShares MSCI South Africa ETF

EZA

iShares MSCI India Small-Cap ETF

SMIN

Affiliated Managers Group, Inc.

AMG

iShares MSCI EAFE Value ETF

EFV

First Trust Preferred Securities and Income ETF

FPE

SPDR MSCI ACWI ex-US ETF

CWI

ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF

NOBL

Goldman Sachs ActiveBeta Emerging Markets Equity ETF

GEM

iShares MSCI Singapore ETF

EWS

The Gabelli Utility Trust

GUT

VanEck Merk Gold Trust

OUNZ

SPDR S&P Insurance ETF

KIE

Vanguard Mortgage-Backed Securities Index Fund ETF Shares

VMBS

Hamilton Lane Incorporated

HLNE

SPDR S&P Oil & Gas Equipment & Services ETF

XES

WisdomTree International SmallCap Dividend Fund

DLS

Aberdeen Total Dynamic Dividend Fund

AOD

BlackRock TCP Capital Corp.

TCPC

Goldman Sachs MLP and Energy Renaissance Fund

GER

ProShares Ultra Silver

AGQ

Vanguard Information Technology Index Fund ETF Shares

VGT

Invesco CurrencyShares Euro Currency Trust

FXE

Schwab Fundamental Emerging Markets Large Company Index ETF

FNDE

Boulder Growth & Income Fund, Inc.

BIF

ProShares Investment Grade—Interest Rate Hedged

IGHG

Invesco India ETF

iShares 1-3 Year Treasury Bond ETF

SHY

Vanguard FTSE All-World ex-US Small-Cap Index Fund ETF Shares

VSS

Schwab U.S. Mid-Cap ETF

SCHM

iShares MSCI Thailand ETF

THD

Fidelity MSCI Information Technology Index ETF

FTEC

Calamos Strategic Total Return Fund

CSQ

Morgan Stanley India Investment Fund, Inc.

IIF

iShares U.S. Telecommunications ETF

IYZ

United States Brent Oil Fund, LP

BNO

TCG BDC, Inc.

CGBD

iShares MSCI Netherlands ETF

EWN

SPDR S&P China ETF

GXC

Golub Capital BDC, Inc.

GBDC

iShares International Developed Real Estate ETF

IFGL

The Carlyle Group Inc.

CG

Invesco S&P 500 Pure Value ETF

RPV

SPDR Bloomberg Barclays 1-3 Month T-Bill ETF

BIL

Vanguard Short-Term Bond Index Fund ETF Shares

BSV

Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF

PID

Invesco S&P 500 Quality ETF

SPHQ

Aberdeen Standard Gold ETF Trust

SGOL

Vanguard Large-Cap Index Fund ETF Shares

VV

First Trust Dow Jones Internet Index Fund

FDN

Blackstone/GSO Strategic Credit Fund

BGB

iShares MSCI ACWI ex U.S. ETF

ACWX

Vanguard Financials Index Fund ETF Shares

VFH

Main Street Capital Corporation

MAIN

iPath Bloomberg Commodity Index Total Return(SM) ETN

DJP

iShares Global Energy ETF

IXC

iShares India 50 ETF

INDY

iShares Trust - iShares MSCI EAFE Growth ETF

EFG

First Trust New Opportunities MLP & Energy Fund

FPL

Invesco China Technology ETF

CQQQ

SPDR S&P MIDCAP 400 ETF Trust

MDY

Tortoise Midstream Energy Fund, Inc.

NTG

Invesco CurrencyShares Canadian Dollar Trust

FXC

iShares MSCI Japan Small-Cap ETF

SCJ

Invesco Municipal Opportunity Trust

VMO

First Trust Rising Dividend Achievers ETF

RDVY

Cornerstone Total Return Fund, Inc.

CRF

SPDR Portfolio Emerging Markets ETF

SPEM

Center Coast Brookfield MLP & Energy Infrastructure Fund

CEN

iShares U.S. Aerospace & Defense ETF

ITA

First Trust Nasdaq Bank ETF

FTXO

ClearBridge Energy Midstream Opportunity Fund Inc

EMO

SSGA Active Trust - SPDR Blackstone Senior Loan ETF

SRLN

Invesco CurrencyShares Japanese Yen Trust

FXY

Sixth Street Specialty Lending, Inc.

TSLX

WisdomTree U.S. MidCap Dividend Fund

DON

Oxford Lane Capital Corp.

OXLC

ProShares UltraShort Russell2000

TWM

iShares U.S. Financials ETF

IYF

PennantPark Investment Corporation

PNNT

Safeguard Scientifics, Inc.

SFE

WisdomTree Europe SmallCap Dividend Fund

DFE

iShares North American Natural Resources ETF

IGE

Direxion Daily Semiconductor Bull 3X Shares

SOXL

ASA Gold and Precious Metals Limited

ASA

iShares MSCI Turkey ETF

TUR

iShares MSCI Chile ETF

ECH

SLR Investment Corp.

SLRC

Fidelity MSCI Financials Index ETF

FNCL

iShares Russell 2000 Value ETF

IWN

Global X SuperDividend ETF

SDIV

Invesco Dynamic Large Cap Value ETF

PWV

iShares MSCI Austria ETF

EWO

BlackRock MuniHoldings California Quality Fund, Inc.

MUC

Gladstone Capital Corporation

GLAD

Invesco Exchange-Traded Fund Trust - Invesco FTSE RAFI US 1000 ETF

PRF

iShares Expanded Tech-Software Sector ETF

IGV

iShares MSCI USA Quality Factor ETF

QUAL

iShares MSCI Brazil Small-Cap ETF

EWZS

SPDR S&P International Dividend ETF

DWX

Duff & Phelps Select MLP and Midstream Energy Fund

DSE

Global X MSCI China Consumer Disc ETF

CHIQ

Xtrackers Russell US Multifactor ETF

DEUS

Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.

EDD

BlackRock MuniYield California Quality Fund, Inc.

MCA

The Cushing MLP & Infrastructure Total Return Fund

SRV

First Trust Natural Gas ETF

FCG

Manning & Napier, Inc.

MN

First Trust North American Energy Infrastructure Fund

EMLP

iShares Russell Mid-Cap ETF

IWR

VictoryShares US 500 Enhanced Volatility Wtd ETF

CFO

Invesco S&P 500 High Beta ETF

SPHB

ClearBridge MLP and Midstream Total Return Fund Inc.

CTR

BlackRock MuniHoldings Investment Quality Fund

MFL

Direxion Daily FTSE China Bull 3X Shares

YINN

SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF

SHM

Invesco Municipal Trust

VKQ

Invesco Solar ETF

TAN

Schwab U.S. REIT ETF

SCHH

Aberdeen Standard Physical Silver Shares ETF

SIVR

Cohen & Steers Infrastructure Fund, Inc

UTF

SPDR Bloomberg Barclays International Corporate Bond ETF

IBND

iShares Russell Mid-Cap Value ETF

IWS

iShares 3-7 Year Treasury Bond ETF

IEI

Vanguard Mid-Cap Index Fund ETF Shares

VO

iShares Russell 3000 ETF

IWV

NexPoint Strategic Opportunities Fund

NHF

Pioneer Floating Rate Fund, Inc.

PHD

FlexShares iBoxx 3-Year Target Duration TIPS Index Fund

TDTT

iShares Russell Mid-Cap Growth ETF

IWP

Nuveen Nasdaq 100 Dynamic Overwrite Fund

QQQX

iShares Russell Top 200 Growth ETF

IWY

Tortoise Energy Infrastructure Corporation

TYG

iShares MSCI Philippines ETF

EPHE

Schwab Fundamental U.S. Large Company Index ETF

FNDX

VanEck Vectors Fallen Angel High Yield Bond ETF

ANGL

ProShares UltraShort FTSE China 50

FXP

PennantPark Floating Rate Capital Ltd.

PFLT

Direxion Daily S&P Biotech Bull 3X Shares

LABU

VanEck Vectors Preferred Securities ex Financials ETF

PFXF

ProShares Ultra Dow30

DDM

iShares 0-5 Year TIPS Bond ETF

STIP

SPDR Portfolio S&P 600 Small Cap ETF

SPSM

iShares MSCI Saudi Arabia ETF

KSA

iShares Russell 2000 Growth ETF

IWO

Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF

GSLC

ALPS International Sector Dividend Dogs ETF

IDOG

Blackrock Resources & Commodities Strategy Trust

BCX

iShares MSCI Emerging Markets Min Vol Factor ETF

EEMV

Fidus Investment Corporation

FDUS

Invesco S&P SmallCap Low Volatility ETF

XSLV

Tekla Healthcare Investors

HQH

iShares Russell Top 200 Value ETF

IWX

Morgan Stanley China A Share Fund, Inc.

CAF

WisdomTree Japan Hedged SmallCap Equity Fund

DXJS

VanEck Vectors Intermediate Muni ETF

ITM

ProShares UltraPro Short 20+ Year Treasury

TTT

iShares MSCI BRIC ETF

BKF

WisdomTree International Equity Fund

DWM

SPDR Portfolio S&P 400 Mid Cap ETF

SPMD

SPDR Portfolio S&P 500 ETF

SPLG

Tekla Healthcare Opportunities Fund

THQ

WisdomTree U.S. MidCap Earnings Fund

EZM

iShares U.S. Technology ETF

IYW

John Hancock Financial Opportunities Fund

BTO

Amplify Transformational Data Sharing ETF

BLOK

ClearBridge MLP and Midstream Fund Inc

CEM

Voya Emerging Markets High Dividend Equity Fund

IHD

iShares Global Tech ETF

IXN

Invesco High Yield Equity Dividend Achievers ETF

PEY

Schwab Fundamental U.S. Broad Market Index ETF

FNDB

IQ Hedge Multi-Strategy Tracker ETF

QAI

Pzena Investment Management, Inc

PZN

Invesco International Corporate Bond ETF

PICB

iShares MSCI USA Multifactor ETF

LRGF

BNY Mellon Strategic Municipals, Inc.

LEO

iShares Asia 50 ETF

AIA

Tekla Life Sciences Investors

HQL

Western Asset Investment Grade Defined Opportunity Trust Inc.

IGI

BlackRock Science and Technology Trust

BST

Columbia Seligman Premium Technology Growth Fund

STK

ProShares UltraShort FTSE Europe

EPV

Duff & Phelps Utility and Infrastructure Fund Inc.

DPG

Invesco CurrencyShares Swiss Franc Trust

FXF

First Trust Energy AlphaDEX Fund

FXN

ProShares Ultra Gold

UGL

Invesco Dynamic Credit Opportunities Fund

VTA

BlackRock MuniYield Quality Fund II, Inc.

MQT

First Trust Industrials/Producer Durables AlphaDEX Fund

FXR

Vanguard Health Care Index Fund ETF Shares

VHT

Vanguard Small-Cap Growth Index Fund ETF Shares

VBK

SPDR S&P International Small Cap ETF

GWX

First Trust NASDAQ-100-Technology Sector Index Fund

QTEC

ProShares S&P MidCap 400 Dividend Aristocrats ETF

REGL

Salient Midstream & MLP Fund

SMM

iShares MSCI Frontier and Select EM ETF

FM

iShares Mortgage Real Estate Capped ETF

REM

Invesco International BuyBack Achievers ETF

IPKW

Schwab International Small-Cap Equity ETF

SCHC

SPDR FTSE International Government Inflation-Protected Bond ETF

WIP

WisdomTree Emerging Markets SmallCap Dividend Fund

DGS

Nuveen Select Maturities Municipal Fund

NIM

ProShares Short 20+ Year Treasury

TBF

First Trust Specialty Finance and Financial Opportunities Fund

FGB

BlackRock MuniYield Pennsylvania Quality Fund

MPA

Columbia Emerging Markets Consumer ETF

ECON

Xtrackers USD High Yield Corporate Bond ETF

HYLB

WisdomTree Emerging Markets High Dividend Fund

DEM

Invesco DWA Momentum ETF

PDP

First Trust NYSE Arca Biotechnology Index Fund

FBT

iShares Core Moderate Allocation ETF

AOM

First Trust Germany AlphaDEX Fund

FGM

Gladstone Investment Corporation

GAIN

Ares Dynamic Credit Allocation Fund, Inc.

ARDC

Eagle Point Credit Company Inc.

ECC

First Trust Low Duration Opportunities ETF

LMBS

BlackRock MuniYield New Jersey Fund, Inc.

MYJ

VanEck Vectors Rare Earth/Strategic Metals ETF

REMX

First Trust Value Line Dividend Index Fund

FVD

iShares Currency Hedged MSCI ACWI ex U.S. ETF

HAWX

RiverFront Dynamic US Dividend Advantage ETF

RFDA

DB Gold Double Short ETN

DZZ

Source Capital, Inc.

SOR

Invesco Dynamic Oil & Gas Services ETF

PXJ

Kayne Anderson NextGen Energy & Infrastructure, Inc.

KMF

KraneShares CSI China Internet ETF

KWEB

WisdomTree Dynamic Currency Hedged International Equity Fund

DDWM

ETFMG Prime Cyber Security ETF

HACK

Direxion Daily CSI China Internet Bull 2X Shares

CWEB

SPDR S&P Emerging Markets Small Cap ETF

EWX

StoneCastle Financial Corp.

BANX

Teucrium Sugar

CANE

Tortoise Energy Independence Fund, Inc.

NDP

Invesco FTSE RAFI US 1500 Small-Mid ETF

PRFZ

BlackRock MuniVest Fund, Inc.

MVF

iShares New York Muni Bond ETF

NYF

Newtek Business Services Corp.

NEWT

Nuveen S&P 500 Dynamic Overwrite Fund

SPXX

iShares Transportation Average ETF

IYT

Siren Nasdaq NexGen Economy ETF

BLCN

DoubleLine Opportunistic Credit Fund

DBL

iShares MSCI Peru ETF

EPU

FlexShares Morningstar Emerging Markets Factor Tilt Index Fund

TLTE

Liberty All-Star Growth Fund, Inc.

ASG

Invesco CEF Income Composite ETF

PCEF

Invesco S&P 500 Pure Growth ETF

RPG

First Trust NASDAQ Technology Dividend Index Fund

TDIV

Invesco BulletShares 2024 Corporate Bond ETF

BSCO

ProShares Ultra Nasdaq Biotechnology

BIB

United States Copper Index Fund, LP

CPER

Fiduciary/Claymore Energy Infrastructure Fund

FMO

Cohen & Steers Closed-End Opportunity Fund, Inc.

FOF

First Trust Capital Strength ETF

FTCS

Voya Infrastructure, Industrials and Materials Fund

IDE

iShares MSCI Europe Small-Cap ETF

IEUS

iShares US Consumer Staples ETF

IYK

Legg Mason International Low Volatility High Dividend ETF

LVHI

Western Asset Managed Municipals Fund Inc.

MMU

Nuveen ESG International Developed Markets Equity ETF

NUDM

Invesco NASDAQ Internet ETF

PNQI

Invesco Aerospace & Defense ETF

PPA

Invesco FTSE RAFI Emerging Markets ETF

PXH

First Trust RiverFront Dynamic Developed International ETF

RFDI

Firsthand Technology Value Fund, Inc.

SVVC

ProShares Ultra Real Estate

URE

Invesco Trust for Investment Grade Municipals

VGM

ProShares VIX Mid-Term Futures ETF

VIXM

BlackRock Debt Strategies Fund, Inc.

DSU

Vanguard Mid-Cap Value Index Fund ETF Shares

VOE

EMQQ The Emerging Markets Internet & Ecommerce ETF

EMQQ

SPDR Portfolio S&P 500 High Dividend ETF

SPYD

ProShares UltraPro Short Russell2000

SRTY

Invesco S&P Emerging Markets Low Volatility ETF

EELV

ETFMG Alternative Harvest ETF

MJ

Vanguard Mid-Cap Growth Index Fund ETF Shares

VOT

Direxion Daily Healthcare Bull 3X Shares

CURE

SPDR MSCI EAFE StrategicFactors ETF

QEFA

VanEck Vectors Morningstar International Moat ETF

MOTI

Invesco S&P Ultra Dividend Revenue ETF

RDIV

Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF

PDBC

Guggenheim Strategic Opportunities Fund

GOF

WisdomTree Japan SmallCap Dividend Fund

DFJ

iShares Core Conservative Allocation ETF

AOK

WisdomTree Emerging Markets Quality Dividend Growth Fund

DGRE

Fidelity MSCI Real Estate Index ETF

FREL

iShares S&P Small-Cap 600 Growth ETF

IJT

ETFMG Prime Mobile Payments ETF

IPAY

FlexShares International Quality Dividend Index Fund

IQDF

The New Ireland Fund, Inc.

IRL

Nuveen Tax-Advantaged Total Return Strategy Fund

JTA

The Korea Fund, Inc.

KF

Neuberger Berman California Municipal Fund Inc.

NBW

John Hancock Premium Dividend Fund

PDT

Royce Micro-Cap Trust, Inc.

RMT

ProShares Short High Yield

SJB

Vanguard Extended Market Index Fund ETF Shares

VXF

Vanguard Intermediate-Term Treasury Index Fund ETF Shares

VGIT

First Trust NASDAQ-100 Equal Weighted Index Fund

QQEW

Aberdeen Australia Equity Fund, Inc.

IAF

First Trust Horizon Managed Volatility Developed International ETF

HDMV

Invesco S&P International Developed Low Volatility ETF

IDLV

SPDR DoubleLine Total Return Tactical ETF

TOTL

Schwab U.S. TIPS ETF

SCHP

Victory Capital Holdings, Inc.

VCTR

John Hancock Multifactor Mid Cap ETF

JHMM

Vanguard Tax-Exempt Bond Index Fund ETF Shares

VTEB

JPMorgan Diversified Return International Equity ETF

JPIN

iShares S&P Small-Cap 600 Value ETF

IJS

Vanguard Consumer Staples Index Fund ETF Shares

VDC

ProShares Hedge Replication ETF

HDG

First Trust Emerging Markets Small Cap AlphaDEX Fund

FEMS

SPDR Portfolio S&P 1500 Composite Stock Market ETF

SPTM

Vanguard Consumer Discretionary Index Fund ETF Shares

VCR

Schwab Fundamental U.S. Small Company Index ETF

FNDA

SPDR S&P Emerging Asia Pacific ETF

GMF

SPDR S&P 400 Mid Cap Growth ETF

MDYG

Stellus Capital Investment Corporation

SCM

Virtus LifeSci Biotech Clinical Trials ETF

BBC

BlackRock Energy and Resources Trust

BGR

BlackRock Utilities, Infrastructure & Power Opportunities Trust

BUI

WisdomTree U.S. SmallCap Dividend Fund

DES

SPDR S&P Emerging Markets Dividend ETF

EDIV

First Trust Senior Floating Rate 2022 Target Term Fund

FIV

Great Elm Capital Corp.

GECC

Western Asset High Yield Defined Opportunity Fund Inc.

HYI

WisdomTree International Hedged Quality Dividend Growth Fund

IHDG

iShares U.S. Medical Devices ETF

IHI

iShares U.S. Basic Materials ETF

IYM

KraneShares FTSE Emerging Markets Consumer Technology Index ETF

KEMQ

Monroe Capital Corporation

MRCC

BlackRock MuniYield New York Quality Fund, Inc.

MYN

Nuveen Enhanced Municipal Value Fund

NEV

Invesco S&P SmallCap Energy ETF

PSCE

Sprott Junior Gold Miners ETF

SGDJ

VanEck Vectors Short High Yield Muni ETF

SHYD

Vanguard Energy Index Fund ETF Shares

VDE

iPath Series B S&P 500 VIX Mid-Term Futures ETN

VXZ

PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund

ZROZ

iShares S&P Mid-Cap 400 Value ETF

IJJ

Fidelity High Dividend ETF

FDVV

WisdomTree Emerging Markets Local Debt Fund

ELD

DB Gold Double Long ETN

DGP

First Trust Senior Loan Fund

FTSL

Invesco Golden Dragon China ETF

PGJ

SPDR Portfolio Long Term Treasury ETF

SPTL

VanEck Agribusiness ETF

MOO

ProShares Ultra Russell2000

UWM

ARK Innovation ETF

ARKK

BlackRock MuniHoldings New Jersey Quality Fund, Inc.

MUJ

VanEck Vectors Steel ETF

SLX

IQ Merger Arbitrage ETF

MNA

Western Asset Mortgage Opportunity Fund Inc.

DMO

Nuveen Tax-Advantaged Dividend Growth Fund

JTD

RiverFront Dynamic US Flex-Cap ETF

RFFC

Invesco Dynamic Building & Construction ETF

PKB

Vanguard Communication Services Index Fund ETF Shares

VOX

Nuveen ESG Emerging Markets Equity ETF

NUEM

Invesco Dynamic Pharmaceuticals ETF

PJP

Global X SuperIncome Preferred ETF

SPFF

ARK Autonomous Technology & Robotics ETF

ARKQ

VanEck Vectors Biotech ETF

BBH

Blackstone / GSO Senior Floating Rate Term Fund

BSL

Central Securities Corp.

CET

iShares Trust - iShares MSCI ACWI Low Carbon Target ETF

CRBN

WisdomTree International LargeCap Dividend Fund

DOL

WisdomTree Europe Hedged SmallCap Equity Fund

EUSC

The Gabelli Healthcare & Wellness Trust

GRX

iShares Intermediate Government/Credit Bond ETF

GVI

iShares Cohen & Steers REIT ETF

ICF

Nuveen Core Equity Alpha Fund

JCE

Nuveen Credit Opportunities 2022 Target Term Fund

JCO

Knowledge Leaders Developed World ETF

KLDW

BlackRock MuniYield Quality Fund, Inc.

MQY

BlackRock MuniYield Quality Fund III, Inc.

MYI

Invesco Actively Managed Exchange-Traded Fund Trust - Invesco S&P 500 Downside Hedged ETF

PHDG

Voya Prime Rate Trust

PPR

SLR Senior Investment Corp.

SUNS

VictoryShares US Multi-Factor Minimum Volatility ETF

VSMV

John Hancock Investors Trust

JHI

VanEck Vectors Indonesia Index ETF

IDX

ARK Next Generation Internet ETF

ARKW

First Trust SSI Strategic Convertible Securities ETF

FCVT

Fidelity MSCI Industrials Index ETF

FIDU

Invesco Dynamic Biotechnology & Genome ETF

PBE

First Trust Utilities AlphaDEX Fund

FXU

iShares Core U.S. REIT ETF

USRT

Vanguard FTSE Pacific Index Fund ETF Shares

VPL

SPDR S&P 400 Mid Cap Value ETF

MDYV

United States Gasoline Fund, LP

UGA

iShares MSCI Intl Momentum Factor ETF

IMTM

SPDR S&P 600 Small Cap Value ETF

SLYV

Aberdeen Standard Physical Platinum Shares ETF

PPLT

First Trust US Equity Opportunities ETF

FPX

Vanguard Mega Cap Growth Index Fund ETF Shares

MGK

Invesco WilderHill Clean Energy ETF

PBW

SPDR S&P Pharmaceuticals ETF

XPH

First Trust Materials AlphaDEX Fund

FXZ

First Trust Switzerland AlphaDEX Fund

FSZ

First Trust Brazil AlphaDEX Fund

FBZ

iShares S&P Mid-Cap 400 Growth ETF

IJK

Adams Natural Resources Fund, Inc.

PEO

Diamond Hill Investment Group, Inc.

DHIL

First Trust NASDAQ Cybersecurity ETF

CIBR

ProShares Ultra FTSE China 50

XPP

SPDR Bloomberg Barclays 1-10 Year TIPS ETF

TIPX

United States Commodity Index Fund, LP

USCI

First Trust RBA American Industrial RenaissanceTM ETF

AIRR

ARK Genomic Revolution ETF

ARKG

Invesco Taxable Municipal Bond ETF

BAB

VanEck Vectors Brazil Small-Cap ETF

BRF

AGFiQ U.S. Market Neutral Anti-Beta Fund

BTAL

Nuveen Dow 30 Dynamic Overwrite Fund

DIAX

iShares MSCI Emerging Markets Asia ETF

EEMA

iShares MSCI Norway ETF

ENOR

Fidelity MSCI Energy Index ETF

FENY

First Trust Energy Infrastructure Fund

FIF

VanEck Vectors Investment Grade Floating Rate ETF

FLTR

Schwab Fundamental International Large Company Index ETF

FNDF

Goldman Sachs ActiveBeta International Equity ETF

GSIE

iShares U.S. Industrials ETF

IYJ

Invesco KBW Bank ETF

KBWB

Western Asset Municipal Partners Fund Inc.

MNP

Neuberger Berman High Yield Strategies Fund Inc.

NHS

Nuveen Intermediate Duration Quality Municipal Term Fund

NIQ

OFS Capital Corporation

OFS

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

OPP

Invesco Financial Preferred ETF

PGF

Invesco S&P SmallCap Consumer Discretionary ETF

PSCD

Alpha Architect U.S. Quantitative Value ETF

QVAL

ProShares Ultra Technology

ROM

Western Asset Intermediate Muni Fund Inc.

SBI

ALPS Sector Dividend Dogs ETF

SDOG

Cambria Shareholder Yield ETF

SYLD

ProShares Ultra 20+ Year Treasury

UBT

Invesco Variable Rate Investment Grade ETF

VRIG

Vanguard Russell 3000 Index Fund ETF Shares

VTHR

Invesco Trust for Investment Grade New York Municipals

VTN

Vident Core U.S. Equity Fund

VUSE

SPDR S&P Semiconductor ETF

XSD

Virtus Investment Partners, Inc.

VRTS

ProShares Ultra Bloomberg Natural Gas

BOIL

Invesco S&P SmallCap Industrials ETF

PSCI

Capitala Finance Corp.

CPTA

Invesco S&P MidCap Low Volatility ETF

XMLV

Vanguard Small-Cap Value Index Fund ETF Shares

VBR

iShares Core MSCI Pacific ETF

IPAC

Invesco VRDO Tax-Free ETF

PVI

Schwab 1000 ETF

SCHK

Nuveen California Municipal Value Fund

NCA

Vanguard Russell 1000 Value Index Fund ETF Shares

VONV

ProShares Ultra Financials

UYG

Fidelity Nasdaq Composite Index ETF

ONEQ

Schwab Intermediate-Term U.S. Treasury ETF

SCHR

AI Powered Equity ETF

AIEQ

SPDR S&P Aerospace & Defense ETF

XAR

iShares Core Growth Allocation ETF

AOR

Vanguard Industrials Index Fund ETF Shares

VIS

SPDR Dow Jones REIT ETF

RWR

iShares CMBS ETF

CMBS

DB Gold Short ETN

DGZ

SPDR S&P Capital Markets ETF

KCE

Invesco S&P MidCap 400 Pure Value ETF

RFV

Amplify Online Retail ETF

IBUY

Pacer Trendpilot European Index ETF

PTEU

iShares Core Aggressive Allocation ETF

AOA

Innovator IBD 50 ETF

FFTY

iShares Micro-Cap ETF

IWC

iShares MSCI KLD 400 Social ETF

DSI

GAMCO Investors, Inc.

GBL

ProShares Ultra Semiconductors

USD

SPDR Bloomberg Barclays Short Term International Treasury Bond ETF

BWZ

SPDR S&P 600 Small Cap Growth ETF

SLYG

Apollo Senior Floating Rate Fund Inc.

AFT

Invesco BulletShares 2026 Corporate Bond ETF

BSCQ

Barclays ETN+ Shiller Capet ETN

CAPE

Global X S&P 500 Catholic Values ETF

CATH

Teucrium Corn Fund

CORN

Invesco S&P Spin-Off ETF

CSD

The Herzfeld Caribbean Basin Fund Inc.

CUBA

Xtrackers MSCI Emerging Markets Hedged Equity ETF

DBEM

Davis Select Financial ETF

DFNL

BNY Mellon High Yield Strategies Fund

DHF

WisdomTree U.S. High Dividend Fund

DHS

Davis Select International ETF

DINT

Invesco DWA SmallCap Momentum ETF

DWAS

ProShares MSCI EAFE Dividend Growers ETF

EFAD

BlackRock Enhanced Government Fund, Inc.

EGF

iShares MSCI Ireland ETF

EIRL

Invesco S&P 100 Equal Weight ETF

EQWL

iShares ESG Aware MSCI EM ETF

ESGE

Fidelity MSCI Consumer Discretionary Index ETF

FDIS

First Trust Morningstar Dividend Leaders Index Fund

FDL

First Trust Developed Markets Ex-US AlphaDEX Fund

FDT

Fidelity MSCI Health Care Index ETF

FHLC

Flaherty & Crumrine Total Return Fund Inc.

FLC

Fidelity Limited Term Bond ETF

FLTB

First Trust Mid Cap Core AlphaDEX Fund

FNX

First Trust Mid Cap Growth AlphaDEX Fund

FNY

Franklin Universal Trust

FT

First Trust Large Cap Growth AlphaDEX Fund

FTC

First Trust Long/Short Equity ETF

FTLS

First Trust Financials AlphaDEX Fund

FXO

The GDL Fund

GDL

Guggenheim Credit Allocation Fund

GGM

The Gabelli Multimedia Trust Inc.

GGT

Aberdeen Standard Physical Precious Metals Basket Shares ETF

GLTR

Goldman Sachs BDC, Inc.

GSBD

Cambria Global Value ETF

GVAL

First Trust Horizon Managed Volatility Domestic ETF

HUSV

iShares U.S. Broker-Dealers & Securities Exchanges ETF

IAI

iShares U.S. Insurance ETF

IAK

iShares U.S. Regional Banks ETF

IAT

Invesco S&P International Developed Quality ETF

IDHQ

iShares U.S. Oil Equipment & Services ETF

IEZ

Columbia India Consumer ETF

INCO

iShares Russell Top 200 ETF

IWL

ARK Israel Innovative Technology ETF

IZRL

iShares Morningstar U.S. Equity ETF

ILCB

iShares Morningstar Growth ETF

ILCG

iShares JPX-Nikkei 400 ETF

JPXN

Invesco KBW High Dividend Yield Financial ETF

KBWD

Invesco KBW Premium Yield Equity REIT ETF

KBWY

PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund

LTPZ

MCAP Acquisition Corporation

MACQW

Senstar Technologies Ltd.

MAGS

VanEck Vectors Long Muni ETF

MLN

BlackRock MuniAssets Fund, Inc.

MUA

ProShares Ultra MidCap400

MVV

BlackRock MuniYield Fund, Inc.

MYD

Nuveen Intermediate Duration Municipal Term Fund

NID

Invesco FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF

PDN

PPL Capital Funding, Inc. JR SUB NT-B 73

PPX

Invesco S&P SmallCap Materials ETF

PSCM

SPDR ICE Preferred Securities ETF

PSK

Pacer Trendpilot US Mid Cap ETF

PTMC

WisdomTree CBOE S&P 500 PutWrite Strategy Fund

PUTW

Invesco Dynamic Energy Exploration & Production ETF

PXE

Invesco FTSE RAFI Developed Markets ex-U.S. ETF

PXF

Invesco DWA Energy Momentum ETF

PXI

First Trust NASDAQ ABA Community Bank Index Fund

QABA

FlexShares Quality Dividend Index Fund

QDF

Direxion NASDAQ-100 Equal Weighted Index Shares

QQQE

First Trust RiverFront Dynamic Emerging Markets ETF

RFEM

Invesco S&P MidCap 400 Pure Growth ETF

RFG

SPDR SSgA Multi-Asset Real Return ETF

RLY

ETFMG Prime Junior Silver Miners ETF

SILJ

First Trust Cloud Computing ETF

SKYY

PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund

STPZ

Tekla World Healthcare Fund

THW

FlexShares Morningstar US Market Factors Tilt Index Fund

TILT

Tortoise Pipeline & Energy Fund, Inc.

TTP

ProShares UltraPro Russell2000

URTY

Cambria Value and Momentum ETF

VAMO

Vanguard Materials Index Fund ETF Shares

VAW

Vanguard International Dividend Appreciation Index Fund ETF Shares

VIGI

Vanguard S&P Small-Cap 600 Growth Index Fund ETF Shares

VIOG

Teucrium Wheat

WEAT

WhiteHorse Finance, Inc.

WHF

SPDR S&P Health Care Services ETF

XHS

SPDR NYSE Technology ETF

XNTK

WisdomTree Emerging Markets ex-State-Owned Enterprises Fund

XSOE

SPDR S&P Software & Services ETF

XSW

ProShares Ultra Yen

YCL

Invesco S&P SmallCap 600 Pure Growth ETF

RZG

First Trust RiverFront Dynamic Europe ETF

RFEU

Xtrackers Harvest CSI 500 China-A Shares Small Cap ETF

ASHS

Xtrackers FTSE Developed ex US Multifactor ETF

DEEF

JPMorgan Diversified Return U.S. Equity ETF

JPUS

iShares MSCI Emerging Markets Multifactor ETF

EMGF

Fidelity Value Factor ETF

FVAL

WisdomTree International High Dividend Fund

DTH

Aberdeen Standard Physical Palladium Shares ETF

PALL

Invesco Dynamic Leisure and Entertainment ETF

PEJ

WisdomTree U.S. LargeCap Dividend Fund

DLN

WisdomTree Enhanced Commodity Strategy Fund

GCC

ProShares UltraShort Semiconductors

SSG

iShares MSCI Global Metals & Mining Producers ETF

PICK

VanEck Vectors Retail ETF

RTH

Invesco S&P 500 Top 50 ETF

XLG

First Trust S&P REIT Index Fund

FRI

Hartford Multifactor Emerging Markets ETF

ROAM

SPDR S&P Transportation ETF

XTN

First Trust Eurozone AlphaDEX ETF

FEUZ

Vanguard Extended Duration Treasury Index Fund ETF Shares

EDV

JPMorgan Diversified Return Emerging Markets Equity ETF

JPEM

Invesco S&P MidCap 400 Revenue ETF

RWK

VanEck Vectors Oil Refiners ETF

CRAK

MFS Investment Grade Municipal Trust

CXH

First Trust Dorsey Wright Dynamic Focus 5 ETF

FVC

IQ U.S. Real Estate Small Cap ETF

ROOF

O’Shares U.S. Quality Dividend ETF

OUSA

First Trust Small Cap Value AlphaDEX Fund

FYT

Invesco Dynamic Food & Beverage ETF

PBJ

WisdomTree China ex-State-Owned Enterprises Fund

CXSE

Invesco S&P 500 Revenue ETF

RWL

Vanguard Russell 2000 Value Index Fund ETF Shares

VTWV

Franklin FTSE Europe ETF

FLEE

WisdomTree U.S. SmallCap Earnings Fund

EES

ALPS Emerging Sector Dividend Dogs ETF

EDOG

Direxion Daily Pharmaceutical & Medical Bull 3X Shares ETF

PILL

TriplePoint Venture Growth BDC Corp.

TPVG

WisdomTree Global High Dividend Fund

DEW

iShares Emerging Markets Dividend ETF

DVYE

Cambria Tail Risk ETF

TAIL

Global X Next Emerging & Frontier ETF

EMFM

AdvisorShares Dorsey Wright ADR ETF

AADR

Altisource Asset Management Corporation

AAMC

American Customer Satisfaction ETF

ACSI

VanEck Vectors Africa Index ETF

AFK

Pacer CSOP FTSE China A50 ETF

AFTY

Ashford Inc.

AINC

UBS ETRACS Alerian MLP Index ETN Series B

AMUB

Arrow Reserve Capital Management ETF

ARCM

FlexShares Real Assets Allocation Index Fund

ASET

Ameriserv Financial Capital Trust I PFD A GTD 8.45

ASRVP

Blue Owl Capital Inc.

OWL

Barclays ETN+ Select MLP ETN

ATMP

GraniteShares Gold Trust

BAR

Virtus LifeSci Biotech Products ETF

BBP

Aberdeen Standard Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF

BCD

Aberdeen Standard Bloomberg All Commodity Strategy K-1 Free ETF

BCI

Bancroft Fund Ltd.

BCV

UBS ETRACS Wells Fargo Business Development Company Index ETN

BDCZ

Breakwave Dry Bulk Shipping ETF

BDRY

Inspire 100 ETF

BIBL

ProShares UltraShort Nasdaq Biotechnology

BIS

VanEck Vectors Gaming ETF

BJK

BlackRock Investment Quality Municipal Trust Inc.

BKN

Inspire Global Hope ETF

BLES

BlackRock Health Sciences Trust

BME

FlexShares Core Select Bond Fund

BNDC

BlackRock Long-Term Municipal Advantage Trust

BTA

Principal Healthcare Innovators Index ETF

BTEC

ClearBridge All Cap Growth ESG ETF

CACG

Pacer US Small Cap Cash Cows 100 ETF

CALF

First Trust NASDAQ Global Auto Index Fund

CARZ

Core Alternative ETF

CCOR

VictoryShares US Large Cap High Div Volatility Wtd ETF

CDL

Saba Closed-End Funds ETF

CEFS

WisdomTree Emerging Currency Strategy Fund

CEW

VictoryShares US 500 Volatility Wtd ETF

CFA

Invesco S&P Global Water Index ETF

CGW

Change Finance U.S. Large Cap Fossil Fuel Free ETF

CHGX

The China Fund, Inc.

CHN

VictoryShares International High Div Volatility Wtd ETF

CID

VictoryShares International Volatility Wtd ETF

CIL

VictoryShares Developed Enhanced Volatility Wtd ETF

CIZ

ProShares Long Online/Short Stores ETF

CLIX

iShares Commodity Optimized Trust

CMDT

MFS High Yield Municipal Trust

CMU

Loncar Cancer Immunotherapy ETF

CNCR

VanEck Vectors ChinaAMC SME-ChiNext ETF

CNXT

iShares MSCI China A ETF

CNYA

Direxion Auspice Broad Commodity Strategy ETF

COM

GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF

COMB

Pacer US Cash Cows 100 ETF

COWZ

Capitala Finance Corp.

CPTAG

Capitala Finance Corp.

CPTAL

VictoryShares US Small Cap Volatility Wtd ETF

CSA

VictoryShares US Small Cap High Div Volatility Wtd ETF

CSB

VictoryShares US Discovery Enhanced Volatility Wtd ETF

CSF

ProShares Large Cap Core Plus

CSM

IQ Chaikin U.S. Small Cap ETF

CSML

Capital Southwest Corporation

CSWC

AdvisorShares Focused Equity ETF

CWS

Invesco Zacks Mid-Cap ETF

CZA

Anfield Capital Diversified Alternatives ETF

DALT

Xtrackers MSCI All World ex U.S. Hedged Equity ETF

DBAW

Invesco DB Base Metals Fund

DBB

Invesco DB Energy Fund

DBE

Xtrackers MSCI Eurozone Hedged Equity ETF

DBEZ

Invesco DB Precious Metals Fund

DBP

WisdomTree Dynamic Currency Hedged International SmallCap Equity Fund

DDLS

Siren DIVCON Dividend Defender ETF

DFND

WisdomTree U.S. SmallCap Quality Dividend Growth Fund

DGRS

SPDR Global Dow ETF

DGT

ProShares Ultra Oil & Gas

DIG

WisdomTree International MidCap Dividend Fund

DIM

iShares U.S. Dividend and Buyback ETF

DIVB

Invesco Dow Jones Industrial Average Dividend ETF

DJD

WisdomTree U.S. Total Dividend Fund

DTD

ALPS Disruptive Technologies ETF

DTEC

Davis Select U.S. Equity ETF

DUSA

Direxion Daily Industrials Bull 3X Shares Direxion Daily Industrials Bull 3

DUSL

iShares Asia/Pacific Dividend ETF

DVYA

Davis Select Worldwide ETF

DWLD

SPDR Bloomberg Barclays Emerging Markets Local Bond ETF

EBND

Eagle Point Credit Company Inc.

ECCB

iShares MSCI China Small-Cap ETF

ECNS

iShares MSCI Denmark ETF

EDEN

First Trust Dow 30 Equal Weight ETF

EDOW

AAM S&P Emerging Markets High Dividend Value ETF

EEMD

Invesco S&P Emerging Markets Momentum ETF

EEMO

iShares MSCI Emerging Markets Small-Cap ETF

EEMS

SPDR MSCI Emerging Markets Fossil Fuel Free ETF

EEMX

ProShares Ultra MSCI Emerging Markets

EET

SPDR MSCI EAFE Fossil Fuel Free ETF

EFAX

iShares MSCI Finland ETF

EFNL

ProShares Ultra MSCI EAFE

EFO

Eaton Vance 2021 Target Term Trust

EHT

iShares MSCI Israel ETF

EIS

ProShares MSCI Emerging Markets Dividend Growers ETF

EMDV

Templeton Emerging Markets Fund

EMF

iShares Trust - iShares Emerging Markets Infrastructure ETF

EMIF

SPDR DoubleLine Emerging Markets Fixed Income ETF

EMTL

ProShares Decline of the Retail Store ETF

EMTY

iShares MSCI Emerging Markets ex China ETF

EMXC

Alerian Energy Infrastructure ETF

ENFR

ERShares Entrepreneur ETF

ENTR

iShares MSCI New Zealand ETF

ENZL

Eaton Vance National Municipal Opportunities Trust

EOT

Innovator S&P Investment Grade Preferred ETF

EPRF

WisdomTree U.S. Earnings 500 Fund

EPS

Invesco Russell 1000 Equal Weight ETF

EQAL

ALPS Equal Sector Weight ETF

EQL

ProShares Equities for Rising Rates ETF

EQRR

Equus Total Return, Inc.

EQS

FlexShares STOXX US ESG Select Index Fund

ESG

iShares Trust - iShares ESG Aware MSCI EAFE ETF

ESGD

Columbia Sustainable International Equity Income ETF

ESGN

iShares ESG Aware MSCI USA ETF

ESGU

Etho Climate Leadership U.S. ETF

ETHO

WisdomTree Europe Quality Dividend Growth Fund

EUDG

ProShares MSCI Europe Dividend Growers ETF

EUDV

iShares MSCI USA Equal Weighted ETF

EUSA

VanEck Vectors Environmental Services ETF

EVX

iShares MSCI Belgium ETF

EWK

iShares MSCI United Kingdom Small-Cap ETF

EWUS

Eaton Vance Tax-Advantaged Bond and Option Strategies Fund

EXD

Cambria Emerging Shareholder Yield ETF

EYLD

ProShares Ultra MSCI Japan

EZJ

First Trust Alternative Absolute Return Strategy ETF

FAAR

First Trust Multi Cap Value AlphaDEX Fund

FAB

First Trust Multi Cap Growth AlphaDEX Fund

FAD

UBS AG FI Enhanced Large Cap Growth ETN

FBGX

First Trust China AlphaDEX Fund

FCA

First Trust California Municipal High Income ETF

FCAL

Fidelity MSCI Communication Services Index ETF

FCOM

Fidelity Corporate Bond ETF

FCOR

First Trust STOXX European Select Dividend Index Fund

FDD

First Trust Strategic Income ETF

FDIV

Fidelity Low Volatility Factor ETF

FDLO

First Trust Dow Jones Select MicroCap Index Fund

FDM

Fidelity Momentum Factor ETF

FDMO

Fidelity Dividend ETF for Rising Rates

FDRR

First Trust Developed Markets ex-US Small Cap AlphaDEX Fund

FDTS

First Trust Emerging Markets AlphaDEX Fund

FEM

First Trust/Aberdeen Emerging Opportunity Fund

FEO

First Trust Europe AlphaDEX Fund

FEP

First Trust Large Cap Core AlphaDEX Fund

FEX

Fidelity International High Dividend ETF

FIDI

Fidelity International Value Factor ETF

FIVA

First Trust Water ETF

FIW

First Trust TCW Opportunistic Fixed Income ETF

FIXD

First Trust Japan AlphaDEX Fund

FJP

First Trust United Kingdom AlphaDEX Fund

FKU

Franklin FTSE Australia ETF

FLAU

Franklin FTSE Asia ex Japan ETF

FLAX

Franklin FTSE Brazil ETF

FLBR

Franklin FTSE Canada ETF

FLCA

Franklin FTSE China ETF

FLCH

Franklin Liberty Investment Grade Corporate ETF

FLCO

Franklin FTSE United Kingdom ETF

FLGB

Franklin FTSE Germany ETF

FLGR

Franklin FTSE Hong Kong ETF

FLHK

Franklin FTSE India ETF

FLIN

Franklin FTSE Japan Hedged ETF

FLJH

Franklin FTSE Japan ETF

FLJP

Franklin FTSE South Korea ETF

FLKR

Franklin Liberty U.S. Low Volatility ETF

FLLV

Franklin FTSE Mexico ETF

FLMX

First Trust Latin America AlphaDEX Fund

FLN

Franklin LibertyQ U.S. Equity ETF

FLQL

Franklin LibertyQ U.S. Mid Cap Equity ETF

FLQM

Franklin LibertyQ U.S. Small Cap Equity ETF

FLQS

Franklin FTSE Switzerland ETF

FLSW

Franklin FTSE Taiwan ETF

FLTW

Fidelity MSCI Materials Index ETF

FMAT

First Trust Managed Municipal ETF

FMB

First Trust Managed Futures Strategy Fund

FMF

Schwab Fundamental International Small Company Index ETF

FNDC

MicroSectors FANG+ Index -3X Inverse Leveraged ETN

FNGD

First Trust Mid Cap Value AlphaDEX Fund

FNK

First Trust Asia Pacific Ex-Japan AlphaDEX Fund

FPA

First Trust Institutional Preferred Securities and Income ETF

FPEI

First Trust International Equity Opportunities ETF

FPXI

Fidelity Quality Factor ETF

FQAL

Fidelity MSCI Consumer Staples Index ETF

FSTA

First Trust Large Cap Value AlphaDEX Fund

FTA

First Trust Taiwan AlphaDEX® Fund

FTW

First Trust Nasdaq Food & Beverage ETF

FTXG

First Trust Nasdaq Pharmaceuticals ETF

FTXH

First Trust Nasdaq Semiconductor ETF

FTXL

First Trust Nasdaq Oil & Gas ETF

FTXN

First Trust Nasdaq Transportation ETF

FTXR

Fidelity MSCI Utilities Index ETF

FUTY

First Trust Dorsey Wright Focus 5 ETF

FV

Invesco CurrencyShares Australian Dollar Trust

FXA

Invesco CurrencyShares British Pound Sterling Trust

FXB

First Trust Consumer Discretionary AlphaDEX Fund

FXD

First Trust Consumer Staples AlphaDEX Fund

FXG

First Trust Health Care AlphaDEX Fund

FXH

First Trust Technology AlphaDEX Fund

FXL

First Trust Small Cap Growth AlphaDEX Fund

FYC

Cambria Foreign Shareholder Yield ETF

FYLD

First Trust Small Cap Core AlphaDEX Fund

FYX

Gladstone Investment Corporation

GAINM

Gladstone Investment Corporation 5.00% Notes Due 2026

GAINN

General American Investors Company, Inc.

GAM

Wedbush ETFMG Video Game Tech ETF

GAMR

iShares Government/Credit Bond ETF

GBF

Goldman Sachs Access Treasury 0-1 Year ETF

GBIL

Great Elm Capital Corp. 6.75% Notes Due 2025

GECCM

The Gabelli Go Anywhere Trust

GGO

iShares US & Intl High Yield Corp Bond ETF

GHYG

Goldman Sachs Access Investment Grade Corporate Bond ETF

GIGB

Strats Trust For Procter & Gambel Security CTF 2006-1

GJR

Credit Suisse X-Links Gold Shares Covered Call ETN

GLDI

Global X Gold Explorers ETF

GOEX

FlexShares Global Quality Real Estate Index Fund

GQRE

Eagle Capital Growth Fund, Inc.

GRF

First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund

GRID

iPath Series B Carbon ETN

GRN

Goldman Sachs ActiveBeta Europe Equity ETF

GSEU

Goldman Sachs Equal Weight U.S. Large Cap Equity ETF

GSEW

Goldman Sachs ActiveBeta Japan Equity ETF

GSJY

Goldman Sachs ActiveBeta U.S. Small Cap Equity ETF

GSSC

Invesco Total Return Bond ETF

GTO

Goldman Sachs Hedge Industry VIP ETF

GVIP

VanEck Vectors Natural Resources ETF

HAP

Xtrackers MSCI All World ex US High Dividend Yield Hedged Equity ETF

HDAW

Xtrackers MSCI EAFE High Dividend Yield Equity ETF

HDEF

iShares Currency Hedged MSCI Emerging Markets ETF

HEEM

IQ 50 Percent Hedged FTSE International ETF

HFXI

Hartford Municipal Opportunities ETF

HMOP

Strategy Shares Nasdaq 7 Handl Index ETF

HNDL

Hennessy Advisors, Inc.

HNNA

Horizon Technology Finance Corporation

HRZN

iShares Currency Hedged MSCI EAFE Small-Cap ETF

HSCZ

Hartford Total Return Bond ETF

HTRB

Hull Tactical US ETF

HTUS

ProShares High Yield—Interest Rate Hedged

HYHG

First Trust Tactical High Yield ETF

HYLS

iShares iBonds Dec 2024 Term Corporate ETF

IBDP

Pacer Developed Markets International Cash Cows 100 ETF

ICOW

iShares Ultra Short-Term Bond ETF

ICSH

iShares Core MSCI International Developed Markets ETF

IDEV

Invesco S&P International Developed Momentum ETF

IDMO

iShares U.S. Utilities ETF

IDU

iShares U.S. Oil & Gas Exploration & Production ETF

IEO

First Trust Dorsey Wright International Focus 5 ETF

IFV

iShares Expanded Tech Sector ETF

IGM

iShares International Dividend Growth ETF

IGRO

iShares U.S. Pharmaceuticals ETF

IHE

iShares U.S. Healthcare Providers ETF

IHF

Invesco High Income 2024 Target Term Fund

IHTA

Alpha Architect International Quantitative Momentum ETF

IMOM

Nifty India Financials ETF

INDF

iShares Edge MSCI Multifactor Intl ETF

INTF

Renaissance IPO ETF

IPO

Renaissance International IPO ETF

IPOS

FlexShares International Quality Dividend Defensive Index Fund

IQDE

WisdomTree International Quality Dividend Growth Fund

IQDG

FlexShares International Quality Dividend Dynamic Index Fund

IQDY

iShares MSCI Intl Quality Factor ETF

IQLT

iShares MSCI Intl Small-Cap Multifactor ETF

ISCF

iShares 1-3 Year International Treasury Bond ETF

ISHG

Inspire Small/Mid Cap Impact ETF

ISMD

VanEck Vectors Israel ETF

ISRA

BlueStar Israel Technology ETF

ITEQ

Alpha Architect International Quantitative Value ETF

IVAL

iShares Edge MSCI Intl Value Factor ETF

IVLU

Vanguard S&P Mid-Cap 400 Growth Index Fund ETF Shares

IVOG

Vanguard S&P Mid-Cap 400 Index Fund ETF Shares

IVOO

Vanguard S&P Mid-Cap 400 Value Index Fund ETF Shares

IVOV

iShares US Consumer Discretionary ETF

IYC

iShares U.S. Financial Services ETF

IYG

iShares U.S. Healthcare ETF

IYH

iShares Dow Jones U.S. ETF

IYY

Nuveen Emerging Markets Debt 2022 Target Term Fund

JEMD

Aberdeen Japan Equity Fund, Inc.

JEQ

John Hancock Multifactor Developed International ETF

JHMD

John Hancock Multifactor Large Cap ETF

JHML

John Hancock Multifactor Utilities ETF

JHMU

John Hancock Multifactor Small Cap ETF

JHSC

iShares Morningstar Value ETF

ILCV

iShares Morningstar Mid-Cap ETF

IMCB

iShares Morningstar Mid-Cap Growth ETF

IMCG

iShares Morningstar Mid-Cap Value ETF

IMCV

iShares Morningstar Small-Cap ETF

ISCB

iShares Morningstar Small-Cap Growth ETF

ISCG

iShares Morningstar Small-Cap Value ETF

ISCV

JPMorgan U.S. Momentum Factor ETF

JMOM

JPMorgan Diversified Return U.S. Mid Cap Equity ETF

JPME

JPMorgan Diversified Return U.S. Small Cap Equity ETF

JPSE

JPMorgan U.S. Quality Factor ETF

JQUA

Janus Henderson Small/Mid Cap Growth Alpha ETF

JSMD

Janus Henderson Small Cap Growth Alpha ETF

JSML

JPMorgan U.S. Value Factor ETF

JVAL

KraneShares Electric Vehicles and Future Mobility Index ETF

KARS

KraneShares Bosera MSCI China A ETF

KBA

Invesco KBW Property & Casualty Insurance ETF

KBWP

Invesco KBW Regional Banking ETF

KBWR

KraneShares MSCI China Clean Technology ETF

KGRN

Corts Trust For Peco Energy Capital Trust III

KTH

KraneShares MSCI All China Health Care Index ETF

KURE

PIMCO Enhanced Low Duration Active Exchange-Traded Fund

LDUR

Siren DIVCON Leaders Dividend ETF

LEAD

First Trust Indxx Innovative Transaction & Process ETF

LEGR

VanEck Vectors Long/Flat Trend ETF

LFEQ

SPDR SSGA US Large Cap Low Volatility Index ETF

LGLV

FlexShares Credit-Scored US Long Corporate Bond Index Fund

LKOR

ClearBridge Large Cap Growth ESG ETF

LRGE

ProShares Ultra Telecommunications

LTL

Legg Mason Low Volatility High Dividend ETF

LVHD

Point Bridge GOP Stock Tracker ETF

MAGA

FlexShares Disciplined Duration MBS Index Fund

MBSD

Barings Corporate Investors

MCI

Medley Management Inc.

MDLY

PIMCO RAFI Dynamic Multi-Factor International Equity ETF

MFDX

PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF

MFEM

PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF

MFUS

MFS Special Value Trust

MFV

Vanguard Mega Cap Index Fund ETF Shares

MGC

BlackRock MuniHoldings Fund, Inc.

MHD

BlackRock MuniHoldings New York Quality Fund, Inc.

MHN

BlackRock MuniYield Michigan Quality Fund, Inc.

MIY

UBS ETRACS Alerian MLP Infrastructure Index ETN Series B

MLPB

MainStay MacKay DefinedTerm Municipal Opportunities Fund

MMD

IQ MacKay Municipal Insured ETF

MMIN

IQ MacKay Municipal Intermediate ETF

MMIT

SPDR S&P 1500 Momentum Tilt ETF

MMTM

Barings Participation Investors

MPV

ProShares Merger ETF

MRGR

Morgan Stanley Emerging Markets Debt Fund, Inc.

MSD

BlackRock MuniHoldings Quality Fund II, Inc.

MUE

BlackRock MuniVest Fund II, Inc.

MVT

Blackrock MuniYield California Fund, Inc.

MYC

SPDR S&P North American Natural Resources ETF

NANR

Neuberger Berman Municipal Fund Inc.

NBH

Neuberger Berman New York Municipal Fund, Inc.

NBO

Virtus Newfleet Multi-Sector Bond ETF

NFLT

VanEck Vectors Uranium+Nuclear Energy ETF

NLR

Nuveen New York Municipal Value Fund

NNY

Nuveen ESG Large-Cap Growth ETF

NULG

Nuveen ESG Large-Cap Value ETF

NULV

Nuveen ESG Mid-Cap Growth ETF

NUMG

Nuveen ESG Mid-Cap Value ETF

NUMV

Nuveen ESG Small-Cap ETF

NUSC

Nuveen AMT-Free Municipal Value Fund

NUW

KraneShares MSCI One Belt One Road Index ETF

OBOR

ClearShares OCIO ETF

OCIO

O’Shares Europe Quality Dividend ETF

OEUR

ProShares K-1 Free Crude Oil Strategy ETF

OILK

Invesco Russell 1000 Dynamic Multifactor ETF

OMFL

Invesco Russell 2000 Dynamic Multifactor ETF

OMFS

SPDR Russell 1000 Momentum Focus ETF

ONEO

SPDR Russell 1000 Low Volatility Focus ETF

ONEV

SPDR Russell 1000 Yield Focus ETF

ONEY

O’Shares U.S. Small-Cap Quality Dividend ETF

OUSM

Oxford Lane Capital Corp.

OXLCM

Oxford Lane Capital Corp.

OXLCO

Invesco S&P 500 BuyWrite ETF

PBP

Invesco PureBeta 0-5 Yr US TIPS ETF

PBTP

Invesco PureBeta MSCI USA ETF

PBUS

PCM Fund Inc.

PCM

Invesco DWA Consumer Cyclicals Momentum ETF

PEZ

InfraCap REIT Preferred ETF

PFFR

Invesco DWA Financial Momentum ETF

PFI

Invesco Fundamental Investment Grade Corporate Bond ETF

PFIG

Invesco Dividend Achievers ETF

PFM

Invesco Water Resources ETF

PHO

Invesco DWA Emerging Markets Momentum ETF

PIE

Invesco Global Water ETF

PIO

Invesco DWA Developed Markets Momentum ETF

PIZ

Invesco BuyBack Achievers ETF

PKW

GraniteShares Platinum Trust

PLTM

Putnam Municipal Opportunities Trust

PMO

VanEck Vectors Pharmaceutical ETF

PPH

Principal Spectrum Preferred Securities Active ETF

PREF

Invesco DWA Industrials Momentum ETF

PRN

The 3D Printing ETF

PRNT

Principal U.S. Small-Cap Multi-Factor ETF

PSC

Invesco S&P SmallCap Consumer Staples ETF

PSCC

Invesco S&P SmallCap Financials ETF

PSCF

Invesco S&P SmallCap Health Care ETF

PSCH

Invesco S&P SmallCap Information Technology ETF

PSCT

Invesco S&P SmallCap Utilities & Communication Services ETF

PSCU

Principal Quality ETF

PSET

Invesco Dynamic Semiconductors ETF

PSI

Invesco DWA Consumer Staples Momentum ETF

PSL

Invesco Active U.S. Real Estate Fund

PSR

Invesco DWA Technology Momentum ETF

PTF

Invesco DWA Healthcare Momentum ETF

PTH

Pacer Trendpilot US Large Cap ETF

PTLC

Pacer Trendpilot 100 ETF

PTNQ

Invesco DWA Utilities Momentum ETF

PUI

Invesco Dynamic Large Cap Growth ETF

PWB

Pacer WealthShield ETF

PWS

Principal Value ETF

PY

Invesco DWA Basic Materials Momentum ETF

PYZ

Invesco MSCI Sustainable Future ETF

ERTH

iShares MSCI Qatar ETF

QAT

First Trust NASDAQ Clean Edge Green Energy Index Fund

QCLN

FlexShares Quality Dividend Defensive Index Fund

QDEF

SPDR MSCI Emerging Markets StrategicFactors ETF

QEMM

FlexShares US Quality Large Cap Index Fund

QLC

Alpha Architect U.S. Quantitative Momentum ETF

QMOM

First Trust NASDAQ-100 Ex-Technology Sector Index Fund

QQXT

SPDR MSCI USA StrategicFactors ETF

QUS

SPDR MSCI World StrategicFactors ETF

QWLD

Rand Capital Corporation

RAND

FlexShares Ready Access Variable Income Fund

RAVI

RENN Fund, Inc.

RCG

Direxion Daily Retail Bull 3X Shares

RETL

iShares Residential and Multisector Real Estate ETF

REZ

Cohen & Steers Total Return Realty Fund, Inc.

RFI

ProShares Inflation Expectations ETF

RINF

RiverNorth Opportunities Fund, Inc.

RIV

First Trust Emerging Markets Equity Select ETF

RNEM

First Trust Mid Cap US Equity Select ETF

RNMC

First Trust Small Cap US Equity Select ETF

RNSC

First Trust Nasdaq Artificial Intelligence and Robotics ETF

ROBT

Hartford Multifactor Developed Markets (ex-US) ETF

RODM

Hartford Multifactor US Equity ETF

ROUS

Invesco S&P SmallCap 600 Revenue ETF

RWJ

ProShares UltraShort Health Care

RXD

ProShares Ultra Health Care

RXL

Invesco S&P SmallCap 600 Pure Value ETF

RZV

ProShares Ultra SmallCap600

SAA

Silvercrest Asset Management Group Inc.

SAMG

Saratoga Investment Corp.

SAR

ALPS Medical Breakthroughs ETF

SBIO

ProShares UltraShort Consumer Services

SCC

First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF

SDVY

Main Sector Rotation ETF

SECT

WisdomTree U.S. Short-Term Corporate Bond Fund

SFIG

Sprott Gold Miners ETF

SGDM

SPDR SSGA Gender Diversity Index ETF

SHE

Xtrackers Short Duration High Yield Bond ETF

SHYL

iShares MSCI USA Size Factor ETF

SIZE

AlphaMark Actively Managed Small Cap ETF

SMCP

ProShares Russell 2000 Dividend Growers ETF

SMDV

iShares MSCI USA Small-Cap Multifactor ETF

SMLF

SPDR SSGA US Small Cap Low Volatility Index ETF

SMLV

iShares Russell 2500 ETF

SMMD

iShares MSCI USA Small-Cap Min Vol Factor ETF

SMMV

Teucrium Soybean

SOYB

AAM S&P 500 High Dividend Value ETF

SPDV

Special Opportunities Fund, Inc.

SPE

Invesco S&P 500 Momentum ETF

SPMO

Invesco S&P 500 Minimum Variance ETF

SPMV

Direxion Daily S&P 500 Bull 2X Shares

SPUU

Invesco S&P 500 Value with Momentum ETF

SPVM

Invesco S&P 500 Enhanced Value ETF

SPVU

ProShares S&P 500 ex-Energy ETF

SPXE

ProShares S&P 500 ex-Financials ETF

SPXN

ProShares S&P 500 ex-Technology ETF

SPXT

ProShares S&P 500 ex-Health Care ETF

SPXV

SPDR S&P 500 Fossil Fuel Reserves Free ETF

SPYX

Legg Mason Small-Cap Quality Value ETF

SQLV

iShares MSCI USA ESG Select ETF

SUSA

The Swiss Helvetia Fund Inc.

SWZ

Teucrium Agricultural Fund

3465 Stocks in Asset Management of United States of America