572 Stocks in Asset Management of United States of America

The Bank of New York Mellon Corporation

BK

Blackstone Inc.

BX

Northern Trust Corporation

NTRS

KKR & Co. Inc.

KKR

Invesco Ltd.

IVZ

Ares Capital Corporation

ARCC

Franklin Resources, Inc.

BEN

The Gabelli Equity Trust Inc.

GAB

T. Rowe Price Group, Inc.

TROW

State Street Corporation

STT

Apollo Global Management, Inc.

APO

Liberty All-Star Equity Fund

USA

SEI Investments Company

SEIC

New Mountain Finance Corporation

NMFC

Ares Management Corporation

ARES

BlackRock, Inc.

BLK

Nuveen Credit Strategies Income Fund

JQC

Ameriprise Financial, Inc.

AMP

Prospect Capital Corporation

PSEC

WisdomTree Investments, Inc.

WETF

Blucora, Inc.

BCOR

Eaton Vance Tax-Managed Global Diversified Equity Income Fund

EXG

BlackRock Capital Investment Corporation

BKCC

Artisan Partners Asset Management Inc.

APAM

Eaton Vance Limited Duration Income Fund

EVV

Invesco Senior Income Trust

VVR

Virtus Dividend, Interest & Premium Strategy Fund

NFJ

GAMCO Global Gold, Natural Resources & Income Trust

GGN

Cohen & Steers, Inc.

CNS

Eaton Vance Senior Floating-Rate Trust

EFR

Kayne Anderson Energy Infrastructure Fund, Inc.

KYN

BlackRock Enhanced Equity Dividend Trust

BDJ

Eaton Vance Tax-Managed Buy-Write Opportunities Fund

ETV

PIMCO High Income Fund

PHK

Adams Diversified Equity Fund, Inc.

ADX

Cornerstone Strategic Value Fund, Inc.

CLM

Nuveen Municipal Value Fund, Inc.

NUV

Nuveen S&P 500 Buy-Write Income Fund

BXMX

BlackRock Corporate High Yield Fund, Inc.

HYT

Hercules Capital, Inc.

HTGC

Royce Value Trust Inc.

RVT

Apollo Investment Corporation

AINV

Western Asset Emerging Markets Debt Fund Inc.

EMD

BlackRock Enhanced International Dividend Trust

BGY

AllianceBernstein Holding L.P.

AB

Nuveen AMT-Free Quality Municipal Income Fund

NEA

Affiliated Managers Group, Inc.

AMG

Voya Global Equity Dividend and Premium Opportunity Fund

IGD

The Gabelli Utility Trust

GUT

Reaves Utility Income Fund

UTG

Hamilton Lane Incorporated

HLNE

Aberdeen Total Dynamic Dividend Fund

AOD

Invesco California Value Municipal Income Trust

VCV

First Trust Energy Income and Growth Fund

FEN

BlackRock TCP Capital Corp.

TCPC

Goldman Sachs MLP and Energy Renaissance Fund

GER

Boulder Growth & Income Fund, Inc.

BIF

Cohen & Steers Quality Income Realty Fund, Inc.

RQI

Calamos Strategic Total Return Fund

CSQ

Morgan Stanley India Investment Fund, Inc.

IIF

AllianceBernstein Global High Income Fund

AWF

Aberdeen Asia-Pacific Income Fund, Inc.

FAX

TCG BDC, Inc.

CGBD

Golub Capital BDC, Inc.

GBDC

Oaktree Strategic Income Corporation

OCSI

The Carlyle Group Inc.

CG

Nuveen Preferred Securities Income Fund

JPS

BlackRock Enhanced Global Dividend Trust

BOE

Blackstone/GSO Strategic Credit Fund

BGB

Neuberger Berman MLP and Energy Income Fund Inc.

NML

Eaton Vance Tax-Managed Diversified Equity Income Fund

ETY

Main Street Capital Corporation

MAIN

First Trust New Opportunities MLP & Energy Fund

FPL

Nuveen Floating Rate Income Opportunity Fund

JRO

Eaton Vance Senior Income Trust

EVF

Tortoise Midstream Energy Fund, Inc.

NTG

BlackRock Multi-Sector Income Trust

BIT

The Gabelli Dividend & Income Trust

GDV

Invesco Municipal Opportunity Trust

VMO

Cornerstone Total Return Fund, Inc.

CRF

CBRE Global Real Estate Income Fund

IGR

John Hancock Hedged Equity & Income Fund

HEQ

Center Coast Brookfield MLP & Energy Infrastructure Fund

CEN

ClearBridge Energy Midstream Opportunity Fund Inc

EMO

Sixth Street Specialty Lending, Inc.

TSLX

Oxford Lane Capital Corp.

OXLC

Eaton Vance Municipal Bond Fund

EIM

PennantPark Investment Corporation

PNNT

Safeguard Scientifics, Inc.

SFE

Western Asset High Income Fund II Inc.

HIX

ASA Gold and Precious Metals Limited

ASA

Aberdeen Global Premier Properties Fund

AWP

SLR Investment Corp.

SLRC

DoubleLine Income Solutions Fund

DSL

Eaton Vance Risk-Managed Diversified Equity Income Fund

ETJ

Nuveen Senior Income Fund

NSL

Putnam Premier Income Trust

PPT

BlackRock MuniHoldings California Quality Fund, Inc.

MUC

Gladstone Capital Corporation

GLAD

BlackRock Taxable Municipal Bond Trust

BBN

Nuveen Municipal Credit Income Fund

NZF

Eaton Vance California Municipal Bond Fund

EVM

Invesco Advantage Municipal Income Trust II

VKI

Duff & Phelps Select MLP and Midstream Energy Fund

DSE

Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.

EDD

First Trust MLP and Energy Income Fund

FEI

BlackRock MuniYield California Quality Fund, Inc.

MCA

The Cushing MLP & Infrastructure Total Return Fund

SRV

Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund

ETO

Manning & Napier, Inc.

MN

ClearBridge MLP and Midstream Total Return Fund Inc.

CTR

BlackRock MuniHoldings Investment Quality Fund

MFL

Invesco Municipal Trust

VKQ

Calamos Convertible Opportunities and Income Fund

CHI

Virtus AllianzGI Convertible & Income Fund II

NCZ

Cohen & Steers Infrastructure Fund, Inc

UTF

PGIM Global High Yield Fund, Inc

GHY

Aberdeen Income Credit Strategies Fund

ACP

Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.

MIE

NexPoint Strategic Opportunities Fund

NHF

Pioneer Floating Rate Fund, Inc.

PHD

Nuveen Nasdaq 100 Dynamic Overwrite Fund

QQQX

PGIM High Yield Bond Fund, Inc

ISD

Nuveen AMT-Free Municipal Credit Income Fund

NVG

Pioneer High Income Fund, Inc.

PHT

Putnam Master Intermediate Income Trust

PIM

Tortoise Energy Infrastructure Corporation

TYG

Nuveen Real Estate Income Fund

JRS

PennantPark Floating Rate Capital Ltd.

PFLT

Nuveen Diversified Dividend and Income Fund

JDD

BlackRock California Municipal Income Trust

BFZ

Nuveen New York AMT-Free Quality Municipal Income Fund

NRK

Advent Convertible and Income Fund

AVK

Western Asset High Income Opportunity Fund Inc.

HIO

Nuveen Municipal High Income Opportunity Fund

NMZ

PIMCO Corporate & Income Opportunity Fund

PTY

Blackrock Resources & Commodities Strategy Trust

BCX

Templeton Global Income Fund

GIM

Guggenheim Enhanced Equity Income Fund

GPM

Fidus Investment Corporation

FDUS

Tekla Healthcare Investors

HQH

Morgan Stanley China A Share Fund, Inc.

CAF

Invesco Municipal Income Opportunities Trust

OIA

PIMCO California Municipal Income Fund II

PCK

Templeton Emerging Markets Income Fund

TEI

BlackRock Enhanced Capital and Income Fund, Inc.

CII

Tekla Healthcare Opportunities Fund

THQ

MFS Charter Income Trust

MCR

John Hancock Financial Opportunities Fund

BTO

Western Asset Inflation-Linked Opportunities & Income Fund

WIW

Calamos Dynamic Convertible and Income Fund

CCD

ClearBridge MLP and Midstream Fund Inc

CEM

Voya Emerging Markets High Dividend Equity Fund

IHD

Eaton Vance Enhanced Equity Income Fund

EOI

Pzena Investment Management, Inc

PZN

Franklin Limited Duration Income Trust

FTF

Credit Suisse High Yield Bond Fund, Inc.

DHY

Calamos Convertible and High Income Fund

CHY

BNY Mellon Strategic Municipals, Inc.

LEO

Tekla Life Sciences Investors

HQL

Western Asset Investment Grade Defined Opportunity Trust Inc.

IGI

PIMCO Income Strategy Fund II

PFN

Calamos Global Dynamic Income Fund

CHW

BlackRock Science and Technology Trust

BST

Columbia Seligman Premium Technology Growth Fund

STK

DNP Select Income Fund Inc.

DNP

Virtus AllianzGI Convertible & Income Fund

NCV

PIMCO Corporate & Income Strategy Fund

PCN

Wells Fargo Advantage Funds - Allspring Income Opportunities Fund

EAD

Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund

ETW

Nuveen Quality Municipal Income Fund

NAD

MFS High Income Municipal Trust

CXE

Duff & Phelps Utility and Infrastructure Fund Inc.

DPG

Flaherty & Crumrine Preferred Securities Income Fund Inc.

FFC

First Trust Intermediate Duration Preferred & Income Fund

FPF

Neuberger Berman Real Estate Securities Income Fund Inc.

NRO

PIMCO Dynamic Credit and Mortgage Income Fund

PCI

Invesco Dynamic Credit Opportunities Fund

VTA

BlackRock MuniYield Quality Fund II, Inc.

MQT

Salient Midstream & MLP Fund

SMM

Nuveen Preferred & Income Opportunities Fund

JPC

Highland Funds I - Highland Income Fund

HFRO

Nuveen Select Maturities Municipal Fund

NIM

First Trust Specialty Finance and Financial Opportunities Fund

FGB

BlackRock MuniYield Pennsylvania Quality Fund

MPA

Clough Global Opportunities Fund

GLO

Gladstone Investment Corporation

GAIN

Nuveen Real Asset Income and Growth Fund

JRI

GAMCO Natural Resources, Gold & Income Trust

GNT

Ares Dynamic Credit Allocation Fund, Inc.

ARDC

Eaton Vance California Municipal Income Trust

CEV

Eagle Point Credit Company Inc.

ECC

Eaton Vance Floating-Rate Income Trust

EFT

Western Asset Global High Income Fund Inc.

EHI

Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund

EOD

Eaton Vance Tax-Advantaged Global Dividend Income Fund

ETG

First Trust High Income Long/Short Fund

FSD

Nuveen Global High Income Fund

JGH

BlackRock MuniYield New Jersey Fund, Inc.

MYJ

TCW Strategic Income Fund, Inc.

TSI

KKR Income Opportunities Fund

KIO

Source Capital, Inc.

SOR

Kayne Anderson NextGen Energy & Infrastructure, Inc.

KMF

PIMCO Municipal Income Fund

PMF

StoneCastle Financial Corp.

BANX

BlackRock Municipal Income Trust

BFK

Voya Global Advantage and Premium Opportunity Fund

IGA

Invesco Value Municipal Income Trust

IIM

Nuveen New York Quality Municipal Income Fund

NAN

Tortoise Energy Independence Fund, Inc.

NDP

BlackRock MuniVest Fund, Inc.

MVF

Eaton Vance Enhanced Equity Income Fund II

EOS

Newtek Business Services Corp.

NEWT

Nuveen S&P 500 Dynamic Overwrite Fund

SPXX

DoubleLine Opportunistic Credit Fund

DBL

BlackRock Municipal Income Fund, Inc.

MUI

AllianzGI Equity & Convertible Income Fund

NIE

Liberty All-Star Growth Fund, Inc.

ASG

Credit Suisse Asset Management Income Fund, Inc.

CIK

BNY Mellon Strategic Municipal Bond Fund, Inc.

DSM

Eaton Vance Tax-Advantaged Dividend Income Fund

EVT

Fiduciary/Claymore Energy Infrastructure Fund

FMO

Cohen & Steers Closed-End Opportunity Fund, Inc.

FOF

Voya Infrastructure, Industrials and Materials Fund

IDE

MFS Multimarket Income Trust

MMT

Western Asset Managed Municipals Fund Inc.

MMU

PIMCO Strategic Income Fund, Inc.

RCS

Firsthand Technology Value Fund, Inc.

SVVC

The Cushing Renaissance Fund

SZC

Invesco Trust for Investment Grade Municipals

VGM

BlackRock Debt Strategies Fund, Inc.

DSU

Invesco Quality Municipal Income Trust

IQI

BNY Mellon Municipal Income, Inc.

DMF

AllianceBernstein National Municipal Income Fund

AFB

Guggenheim Strategic Opportunities Fund

GOF

Nuveen Floating Rate Income Fund

JFR

U.S. Global Investors, Inc.

GROW

The New Ireland Fund, Inc.

IRL

Nuveen Tax-Advantaged Total Return Strategy Fund

JTA

The Korea Fund, Inc.

KF

DWS Municipal Income Trust

KTF

Neuberger Berman California Municipal Fund Inc.

NBW

John Hancock Premium Dividend Fund

PDT

PIMCO Municipal Income Fund II

PML

Royce Micro-Cap Trust, Inc.

RMT

Principal Real Estate Income Fund

PGZ

Aberdeen Australia Equity Fund, Inc.

IAF

Victory Capital Holdings, Inc.

VCTR

Stellus Capital Investment Corporation

SCM

Barings Global Short Duration High Yield Fund

BGH

BlackRock Energy and Resources Trust

BGR

Blackstone / GSO Long-Short Credit Income Fund

BGX

BlackRock Utilities, Infrastructure & Power Opportunities Trust

BUI

Eaton Vance Floating-Rate Income Plus Fund

EFF

Allspring Multi-Sector Income Fund

ERC

Eaton Vance Tax-Managed Buy-Write Income Fund

ETB

First Trust Senior Floating Rate 2022 Target Term Fund

FIV

Great Elm Capital Corp.

GECC

Western Asset High Yield Defined Opportunity Fund Inc.

HYI

Ivy Funds - Delaware Ivy High Income Opportunities Fund

IVH

Pioneer Municipal High Income Advantage Fund, Inc.

MAV

Monroe Capital Corporation

MRCC

BlackRock MuniYield New York Quality Fund, Inc.

MYN

Nuveen Enhanced Municipal Value Fund

NEV

Flaherty & Crumrine Preferred Income Opportunity Fund Inc.

PFO

PIMCO Municipal Income Fund III

PMX

BlackRock MuniHoldings New Jersey Quality Fund, Inc.

MUJ

Cohen & Steers REIT and Preferred Income Fund, Inc.

RNP

Western Asset Mortgage Opportunity Fund Inc.

DMO

Nuveen Tax-Advantaged Dividend Growth Fund

JTD

BlackRock Floating Rate Income Trust

BGT

Macquarie Global Infrastructure Total Return Fund Inc.

MGU

BlackRock Limited Duration Income Trust

BLW

Blackstone / GSO Senior Floating Rate Term Fund

BSL

Central Securities Corp.

CET

The Gabelli Healthcare & Wellness Trust

GRX

Voya Asia Pacific High Dividend Equity Income Fund

IAE

Nuveen Core Equity Alpha Fund

JCE

Nuveen Credit Opportunities 2022 Target Term Fund

JCO

MFS Municipal Income Trust

MFM

BlackRock MuniYield Quality Fund, Inc.

MQY

BlackRock MuniYield Quality Fund III, Inc.

MYI

Putnam Managed Municipal Income Trust

PMM

Voya Prime Rate Trust

PPR

SLR Senior Investment Corp.

SUNS

John Hancock Investors Trust

JHI

PIMCO Income Strategy Fund

PFL

High Income Securities Fund

PCF

PIMCO Dynamic Income Fund

PDI

Adams Natural Resources Fund, Inc.

PEO

Diamond Hill Investment Group, Inc.

DHIL

BlackRock Core Bond Trust

BHK

AllianzGI Convertible & Income 2024 Target Term Fund

CBH

Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.

DFP

Nuveen Dow 30 Dynamic Overwrite Fund

DIAX

Stone Harbor Emerging Markets Total Income Fund

EDI

First Trust/Aberdeen Global Opportunity Income Fund

FAM

First Trust Energy Infrastructure Fund

FIF

Nuveen Mortgage and Income Fund

JLS

DWS Strategic Municipal Income Trust

KSM

Cohen & Steers Limited Duration Preferred and Income Fund, Inc.

LDP

Lazard Global Total Return and Income Fund, Inc.

LGI

Western Asset Municipal Partners Fund Inc.

MNP

Neuberger Berman High Yield Strategies Fund Inc.

NHS

Nuveen Intermediate Duration Quality Municipal Term Fund

NIQ

Nuveen Select Tax-Free Income Portfolio 2

NXQ

OFS Capital Corporation

OFS

RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.

OPP

PIMCO New York Municipal Income Fund II

PNI

PIMCO New York Municipal Income Fund III

PYN

Western Asset Intermediate Muni Fund Inc.

SBI

Invesco Trust for Investment Grade New York Municipals

VTN

Western Asset Inflation-Linked Income Fund

WIA

Virtus Investment Partners, Inc.

VRTS

Capitala Finance Corp.

CPTA

MFS Intermediate High Income Fund

CIF

Nuveen California Municipal Value Fund

NCA

GAMCO Investors, Inc.

GBL

Apollo Senior Floating Rate Fund Inc.

AFT

BlackRock Income Trust, Inc.

BKT

BlackRock New York Municipal Income Trust

BNY

BlackRock Municipal Income Quality Trust

BYM

The Herzfeld Caribbean Basin Fund Inc.

CUBA

BNY Mellon High Yield Strategies Fund

DHF

BlackRock Enhanced Government Fund, Inc.

EGF

Eaton Vance New York Municipal Income Trust

EVY

First Trust Senior Floating Rate Income Fund II

FCT

Flaherty & Crumrine Total Return Fund Inc.

FLC

BlackRock Floating Rate Income Strategies Fund, Inc.

FRA

Franklin Universal Trust

FT

The GDL Fund

GDL

Guggenheim Credit Allocation Fund

GGM

The Gabelli Multimedia Trust Inc.

GGT

Clough Global Equity Fund

GLQ

Goldman Sachs BDC, Inc.

GSBD

Pioneer Diversified High Income Fund, Inc.

HNW

John Hancock Tax-Advantaged Dividend Income Fund

HTD

Pioneer Municipal High Income Fund, Inc.

MHI

BlackRock MuniAssets Fund, Inc.

MUA

BlackRock MuniYield Fund, Inc.

MYD

Nuveen Intermediate Duration Municipal Term Fund

NID

Nuveen New Jersey Quality Municipal Income Fund

NXJ

Nuveen New York Select Tax-Free Income Portfolio

NXN

Tekla World Healthcare Fund

THW

Tortoise Pipeline & Energy Fund, Inc.

TTP

Virtus Global Multi-Sector Income Fund

VGI

Invesco Pennsylvania Value Municipal Income Trust

VPV

WhiteHorse Finance, Inc.

WHF

BlackRock 2022 Global Income Opportunity Trust

BGIO

Brookfield Real Assets Income Fund Inc.

RA

MFS Intermediate Income Trust

MIN

MFS Investment Grade Municipal Trust

CXH

TriplePoint Venture Growth BDC Corp.

TPVG

Altisource Asset Management Corporation

AAMC

AllianzGI Diversified Income & Convertible Fund

ACV

Apollo Tactical Income Fund Inc.

AIF

Ashford Inc.

AINC

Ameriserv Financial Capital Trust I PFD A GTD 8.45

ASRVP

Blue Owl Capital Inc.

OWL

Bancroft Fund Ltd.

BCV

BlackRock Virginia Municipal Bond Trust

BHV

BlackRock Investment Quality Municipal Trust Inc.

BKN

BlackRock Municipal Income Trust II

BLE

BlackRock Health Sciences Trust

BME

BlackRock Long-Term Municipal Advantage Trust

BTA

Legg Mason BW Global Income Opportunities Fund Inc.

BWG

Calamos Global Total Return Fund

CGO

The China Fund, Inc.

CHN

MFS High Yield Municipal Trust

CMU

Capitala Finance Corp.

CPTAG

Capitala Finance Corp.

CPTAL

Capital Southwest Corporation

CSWC

Delaware Investments Dividend and Income Fund, Inc.

DDF

Delaware Enhanced Global Dividend and Income Fund

DEX

BNY Mellon Municipal Bond Infrastructure Fund, Inc.

DMB

DTF Tax-Free Income 2028 Term Fund Inc.

DTF

Eagle Point Credit Company Inc.

ECCB

Ellsworth Growth and Income Fund Ltd.

ECF

Stone Harbor Emerging Markets Income Fund

EDF

Eaton Vance 2021 Target Term Trust

EHT

Templeton Emerging Markets Fund

EMF

Eaton Vance New York Municipal Bond Fund

ENX

Eaton Vance National Municipal Opportunities Trust

EOT

Equus Total Return, Inc.

EQS

Allspring Utilities and High Income Fund

ERH

Eaton Vance Municipal Income 2028 Term Trust

ETX

Eaton Vance Short Duration Diversified Income Fund

EVG

Eaton Vance Municipal Income Trust

EVN

Eaton Vance Tax-Advantaged Bond and Option Strategies Fund

EXD

First Trust/Aberdeen Emerging Opportunity Fund

FEO

First Trust Enhanced Equity Income Fund

FFA

Federated Hermes Premier Municipal Income Fund

FMN

First Trust Mortgage Income Fund

FMY

Gladstone Investment Corporation

GAINM

Gladstone Investment Corporation 5.00% Notes Due 2026

GAINN

General American Investors Company, Inc.

GAM

Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust

GBAB

The Gabelli Convertible and Income Securities Fund Inc.

GCV

Western Asset Global Corporate Defined Opportunity Fund Inc.

GDO

Great Elm Capital Corp. 6.75% Notes Due 2025

GECCM

The Gabelli Go Anywhere Trust

GGO

The Gabelli Global Small and Mid Cap Value Trust

GGZ

Strats Trust For Procter & Gambel Security CTF 2006-1

GJR

The Gabelli Global Utility & Income Trust

GLU

Clough Global Dividend and Income Fund

GLV

Eagle Capital Growth Fund, Inc.

GRF

Miller/Howard High Income Equity Fund

HIE

Hennessy Advisors, Inc.

HNNA

John Hancock Preferred Income Fund II

HPF

John Hancock Preferred Income Fund

HPI

John Hancock Preferred Income Fund III

HPS

Horizon Technology Finance Corporation

HRZN

John Hancock Investments - John Hancock Tax-Advantaged Global Shareholder Yield Fund

HTY

The New America High Income Fund Inc.

HYB

Invesco High Income 2023 Target Term Fund

IHIT

Insight Select Income Fund

INSI

Nuveen Emerging Markets Debt 2022 Target Term Fund

JEMD

Aberdeen Japan Equity Fund, Inc.

JEQ

John Hancock Income Securities Trust

JHS

Nuveen Multi-Market Income Fund

JMM

Nuveen Preferred and Income Term Fund

JPI

Nuveen Short Duration Credit Opportunities Fund

JSD

Barings Corporate Investors

MCI

Medley Management Inc.

MDLY

Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund

MFD

MFS Special Value Trust

MFV

MFS Government Markets Income Trust

MGF

BlackRock MuniHoldings Fund, Inc.

MHD

Western Asset Municipal High Income Fund Inc.

MHF

BlackRock MuniHoldings New York Quality Fund, Inc.

MHN

BlackRock MuniYield Michigan Quality Fund, Inc.

MIY

MainStay MacKay DefinedTerm Municipal Opportunities Fund

MMD

Barings Participation Investors

MPV

Morgan Stanley Emerging Markets Debt Fund, Inc.

MSD

BlackRock MuniHoldings Quality Fund II, Inc.

MUE

BlackRock MuniVest Fund II, Inc.

MVT

Mexico Equity & Income Fund Inc.

MXE

Blackrock MuniYield California Fund, Inc.

MYC

Nuveen Arizona Quality Municipal Income Fund

NAZ

Nuveen Taxable Municipal Income Fund

NBB

Neuberger Berman Municipal Fund Inc.

NBH

Neuberger Berman New York Municipal Fund, Inc.

NBO

Nuveen Georgia Quality Municipal Income Fund

NKG

Nuveen California AMT-Free Quality Municipal Income Fund

NKX

Nuveen Municipal Income Fund, Inc.

NMI

Nuveen Minnesota Quality Municipal Income Fund

NMS

Nuveen Massachusetts Quality Municipal Income Fund

NMT

Nuveen New York Municipal Value Fund

NNY

Nuveen Virginia Quality Municipal Income Fund

NPV

Nuveen Pennsylvania Quality Municipal Income Fund

NQP

Nuveen Ohio Quality Municipal Income Fund

NUO

Nuveen AMT-Free Municipal Value Fund

NUW

Nuveen California Select Tax-Free Income Portfolio

NXC

Nuveen Select Tax-Free Income Portfolio

NXP

Nuveen Select Tax-Free Income Portfolio 3

NXR

Oxford Lane Capital Corp.

OXLCM

Oxford Lane Capital Corp.

OXLCO

Western Asset Investment Grade Income Fund Inc.

PAI

PCM Fund Inc.

PCM

PIMCO California Municipal Income Fund

PCQ

Flaherty & Crumrine Preferred Income Fund Inc.

PFD

PIMCO Global StocksPLUS & Income Fund

PGP

PIMCO Income Opportunity Fund

PKO

Putnam Municipal Opportunities Trust

PMO

PIMCO New York Municipal Income Fund

PNF

Cohen & Steers Select Preferred and Income Fund, Inc.

PSF

PIMCO California Municipal Income Fund III

PZC

Rand Capital Corporation

RAND

RENN Fund, Inc.

RCG

Cohen & Steers Total Return Realty Fund, Inc.

RFI

Royce Global Value Trust, Inc.

RGT

RiverNorth Opportunities Fund, Inc.

RIV

Silvercrest Asset Management Group Inc.

SAMG

Saratoga Investment Corp.

SAR

LMP Capital and Income Fund Inc.

SCD

Special Opportunities Fund, Inc.

SPE

The Swiss Helvetia Fund Inc.

SWZ

TriplePoint Venture Growth BDC Corp.

TPVY

Tortoise Power and Energy Infrastructure Fund, Inc.

TPZ

180 Degree Capital Corp.

TURN

Tri-Continental Corporation

TY

Invesco Bond Fund

VBF

Delaware Investments Colorado Municipal Income Fund, Inc.

VCF

Delaware Investments National Municipal Income Fund

VFL

Invesco High Income Trust II

VLT

Delaware Investments Minnesota Municipal Income Fund II, Inc.

VMM

Western Asset Premier Bond Fund

WEA

XAI Octagon Floating Rate & Alternative Income Term Trust

XFLT

AssetMark Financial Holdings, Inc.

AMK

Bain Capital Specialty Finance, Inc.

BCSF

BrightSphere Investment Group Inc.

BSIG

FS KKR Capital Corp.

FSK

Rivernorth Managed Duration Municipal Income Fund Inc.

RMM

Ecofin Sustainable and Social Impact Term Fund

TEAF

Vertical Capital Income Fund

VCIF

Focus Financial Partners Inc.

FOCS

Gladstone Investment Corporation

GAINL

Investcorp Credit Management BDC, Inc.

ICMB

OFS Credit Company, Inc.

OCCI

OFS Credit Company, Inc.

OCCIP

Oxford Square Capital Corp.

OXSQ

SuRo Capital Corp.

SSSS

Aberdeen Emerging Markets Equity Income Fund, Inc.

AEF

Pershing Square Holdings, Ltd.

PSH.AS

Federated Hermes, Inc.

FHI

Sculptor Capital Management, Inc.

SCU

Northern Trust Corporation

NTRSO

SWK Holdings Corporation

SWKH

Crescent Capital BDC, Inc.

CCAP

Fidus Investment Corporation

FDUSZ

Portman Ridge Finance Corporation

PTMN

Oxford Square Capital Corp. 6.50% NT 24

OXSQL

Oxford Square Capital Corp. - 6

OXSQZ

Newtek Business Services Corp.

NEWTL

Tetragon Financial Group Limited

TFG.AS

Hercules Capital, Inc.

HCXZ

Hercules Capital, Inc.

HCXY

Oxford Lane Capital Corp.

OXLCP

First Eagle Senior Loan Fund

FSLF

FS KKR Capital Corp. II

FSKR

First Eagle Alternative Capital BDC, Inc.

FCRD

BlackRock, Inc.

BLQA.DE

Ameriprise Financial, Inc.

A4S.DE

Allied Minds plc

ALM.L

The Biotech Growth Trust PLC

BIOG.L

Fair Oaks Income Limited

FAIR.L

JPEL Private Equity Limited

JPEL.L

JZ Capital Partners Limited

JZCP.L

NB Private Equity Partners Limited

NBPE.L

Pershing Square Holdings, Ltd.

PSH.L

Riverstone Credit Opportunities Income Plc

RCOI.L

Riverstone Energy Limited

RSE.L

Sherborne Investors (Guernsey) C Limited

SIGC.L

Tetragon Financial Group Limited

TFG.L

Third Point Investors Limited

TPOU.L

Weiss Korea Opportunity Fund Ltd.

WKOF.L

Worldwide Healthcare Trust PLC

WWH.L

StepStone Group Inc.

STEP

GCM Grosvenor Inc.

GCMG

Apollo Global Management, Inc.

APO-PA

Apollo Global Management, Inc.

APO-PB

Ares Management Corporation

ARES-PA

BBX Capital, Inc.

BBXIB

Cardiff Lexington Corporation

CDIX

Concierge Technologies, Inc.

CNCG

Fifth Street Asset Management Inc.

FSAM

GlassBridge Enterprises, Inc.

GLAE

Kyto Technology and Life Science, Inc.

KBPH

New Mountain Finance Corporation

NMFCL

PhenixFIN Corporation

PFX

Princeton Capital Corporation

PIAC

Sierra Income Corporation

SIRR

State Street Corporation

STT-PD

State Street Corporation

STT-PG

Enterprise Diversified, Inc.

SYTE

OFS Credit Company, Inc.

OCCIO

Bridge Investment Group Holdings Inc.

BRDG

Trinity Capital Inc.

TRIN

Invent Ventures, Inc.

IDEA

Saba Capital Income & Opportunities Fund

BRW

P10, Inc.

PX

Blackstone Secured Lending Fund

BXSL

TPG Inc.

TPG

Alimco Financial Corporation

ALMC

BKF Capital Group, Inc.

BKFG

Bexil Corporation

BXLC

FRMO Corporation

FRMO

Huntwicke Capital Group Inc.

HCGI

Regency Affiliates, Inc.

RAFI

Teton Advisors, Inc

TETAB

Teton Advisors, Inc

TETAA

Phoenix Rising Companies

PRCX